UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS
NO. 06-2762 NICHOLAS RIBAUDO, PETITIONER,
V.
R. JAMES NICHOLSON,
SECRETARY OF VETERANS AFFAIRS, RESPONDENT.
On Petition for Extraordinary Relief
( Argued December 6, 2006
Decided January 9, 2007 )
Barton F. Stichman, with whom Louis J. George, and Ronald B. Abrams, all of Washington, D.C., were on the pleading for the petitioner.
NVLSP Info
Brian B. Rippel, with whom Paul J. Hutter, Acting General Counsel; R. Randall Campbell, Assistant General Counsel; and Gabrielle L. Clemons, all of Washington, D.C., were on the pleading for the respondent.
Barton F. Stichman, with whom Louis J. George, and Ronald B. Abrams, all of Washington, D.C., were on the briefs for The American Legion as amicus curiae.
Before GREENE, Chief Judge, and KASOLD, HAGEL, MOORMAN, LANCE, DAVIS, and SCHOELEN, Judges.
HAGEL, Judge, filed the opinion of the Court. KASOLD, Judge, filed an opinion, dissenting in part.
HAGEL, Judge: On September 28, 2006, Nicholas Ribaudo filed a petition for extraordinary relief in the nature of a
writ of mandamus wherein he asserts that the Secretary of Veterans Affairs (Secretary),
through the Chairman of the Board of Veterans' Appeals (Board Chairman),
"has disobeyed this Court's decision in Haas v. Nicholson, 20 Vet.App. 257 (2006),"
by issuing Board Chairman's Memorandum 01-06-24 (Sept. 21, 2006),
which unilaterally imposes a stay upon all cases affected by the Court's decision in Haas.
Petition (Pet.) at 1. Although the petitioner argues that Board Chairman's Ramsey v. Nicholson,
20 Vet.App. 16 (2006). The Secretary filed an answer to the petition.
On November 1, 2006, the petitioner filed a response to the Secretary's answer.
Because the head of an executive agency does not have the authority to nullify the legal effect of a judicial decision,
and because the Secretary did just that by ordering the issuance of Board Chairman's Memorandum 01-06-24 imposing
a stay of indefinite duration without first seeking judicial imprimatur, the petition will be granted.
I. BACKGROUND/ARGUMENT
According to Mr. Ribaudo, the unilateral stay imposed by the Board Chairman is ultra vires and violates the Court's
decision in
Ramsey,
in which the Court held that "any unilateral imposition of a stay by the Board Chairman or
Secretary as to the effect of any of this Court's decisions is unlawful." 20 Vet.App. at 39.
Mr. Ribaudo requests that the Court grant the petition and
(1) order the Secretary to rescind the stay of proceedings imposed by Board Chairman's Memorandum 01-06-24,
(2) order the Board to decide Haas-like
cases forthwith,
(3) act on Mr. Ribaudo's motion to advance his case on the Board's docket, and
(4) decide his appeal consistent with Haas.#
The Court in Ramsey
stated clearly: "We hold now that the Secretary's authority to stay cases at the Board
does not include the unilateral authority to stay cases at the Board (or [regional office]) pending an appeal to the
[U.S. Court of Appeals for the] Federal Circuit of a decision by this Court." 20 Vet.App. at 37.
Based on that holding, the Court went on to state "that any unilateral imposition of a stay by the
Board Chairman or Secretary as to the effect of any of this Court's decisions is unlawful." Id. at 39.
Petitioner argues that Board Chairman's Memorandum 01-06-24 contravenes the holding in
Ramsey.
See Pet. at 6-8.
On October 12, 2006, the Court ordered the Secretary to answer the petition. Specifically, the Secretary
was ordered to explain (1) why the relief requested in the petition should not be granted and
(2) why, given the clear holding in
Ramsey,
the procedure requiring advance judicial sanction mandated therein was
not followed when the Board Chairman took unilateral action to stay cases that might be affected by this
Court's decision in Haas.
The Secretary was further ordered to apprise the Court of all other instances
in which the Secretary or Board Chairman has issued a stay applicable to a particular class of cases and of the
reasons for issuing each such stay.
The Secretary filed his answer on October 25, 2006. Therein, as in
Ramsey,
he relies on
Tobler v. Derwinski, 2 Vet.App. 8 (1991), for the proposition that the Secretary and Board Chairman
possess the authority to stay adjudications before the Agency pending the outcome of an appeal to the
U.S. Court of Appeals for the Federal Circuit (Federal Circuit). Answer at 3-4.
The Secretary goes on to recognize that the Court in
Ramsey stated
"that the Secretary's authority to stay cases at the Board does not include the unilateral authority
to stay cases at the Board (or [regional office]) pending an appeal to the Federal Circuit of a decision by this Court."
20 Vet.App. at 37; see Answer at 4. He argues, however, that "such a statement was not the
Court's holding because it was not necessary to its order denying the writ." Answer at 4.
In other words, he argues that the statement in Ramsey
is dicta, and, as such, is nonbinding and nonprecedential.
Id. at 4-5.#
Next, the Secretary argues that the Board Chairman "possesses certain inherent powers that are necessary
to carry out the administrative and managerial functions of the Board and the appeals pending at the Board"
and that "[t]hese powers must include the authority to stay pending cases when the efficient management of the docket
reasonably requires." Id. at 9. He asserts that
"the duration of the stay would not be unreasonable, and would essentially be that necessary to pursue an appeal
of Haas." Id. at 10.
Finally, in response to the Court's question regarding other instances in which the Secretary or Board Chairman
has issued a stay applicable to a particular class of cases, the Secretary lists 12 other instances,
between 1992 and 2005, in which the Board Chairman issued memoranda staying the processing of appeals in
particular classes of cases. At least three of those universal stays were pending the result of
an appeal to the Federal Circuit filed by the Secretary. See id. at 16-18. At least one universal stay
was issued pending the result of an appeal to the Federal Circuit filed by claimants in two cases. Id. at 17.
On November 1, 2006, the petitioner filed a response to the Secretary's answer. He does not address
the Secretary's argument that the statement in Ramsey
is dicta. Instead, he asserts that the Secretary
has shown "contempt for the Court" by refusing to comply with Ramsey. Response at 4.
He further asserts that the Secretary's behavior before this Court contrasts with the
"appropriate Secretarial respect for a federal court" demonstrated by the Secretary toward the U.S. District Court
for the Northern District of California in Nehmer v. VA, No.Civ. 86-6160, where the Secretary moved for a stay of
that court's December 1, 2005, order pending an appeal. Id. at 6.
We note with appreciation that The American Legion has filed briefs and argued as an amicus in this case.
II. ANALYSIS
A. Standard for Granting Extraordinary Relief
This Court has the authority to issue extraordinary writs in aid of its jurisdiction pursuant to the All Writs Act,
28 U.S.C. § 1651(a). See Cox v. West, 149 F.3d 1360, 136364 (Fed. Cir. 1998). However,
"[t]he remedy of mandamus is a drastic one, to be invoked only in extraordinary situations."
Kerr v. U.S. Dist. Ct. N. Dist. Cal., 426 U.S. 394, 402 (1976). Accordingly, three conditions must be
met before this Court may issue a writ: (1) The petitioner must lack adequate alternative means to
attain the desired relief, thus ensuring that the writ is not used as a substitute for the appeals process;
(2) the petitioner must demonstrate a clear and indisputable right to the writ; and (3) the court must be convinced,
given the circumstances, that the issuance of the writ is warranted. See Cheney v. U.S. Dist. Ct. D.C.,
542 U.S. 367, 38081 (2004). When delay is alleged as the basis for a petition, this Court has held that
a clear and indisputable right to the writ does not exist unless the petitioner demonstrates that the alleged delay
is so extraordinary, given the demands on and resources of the Secretary, that it is equivalent to an arbitrary
refusal by the Secretary to act. See Costanza v. West, 12 Vet.App. 133, 134 (1999) (per curiam order).
B. Lack of Adequate Alternative Means to Attain the Desired Relief
Here, the action that the petitioner seeks to abrogate was instituted by the Secretary and Board Chairman themselves.
As a consequence, an appeal to the Secretary or Board Chairman for relief would be a futile effort.
The result of the Secretary and Board Chairman's action is to prevent any appeal falling within the
terms of Board Chairman's Memorandum 01-06-24 (of which the petitioner is one) from reaching the Court because it
precludes a Board decision from being made. We therefore find that the petitioner lacks adequate
alternative means to attain the desired relief in this case.
C. Clear and Indisputable Right to the Writ
We consider today
not the question of whether a stay of the application of the decision of this Court in Haas is justified,
but rather by whose authority and through what procedure such a stay may be imposed.
Whether the petitioner has demonstrated a clear and indisputable right to a writ turns on the answer
to those important questions.
It is by now axiomatic that a decision of this Court is "binding as of the date the decision is issued."
Tobler, 2 Vet.App. at 14; see Allegheny Gen. Hosp. v. NLRB, 608 F.2d 965, 970 (3rd Cir. 1979)
("Thus, a disagreement by the [National Labor Relations Board (NLRB)] with a decision of this court is simply an
academic exercise that possesses no authoritative effect. It is in the court of appeals and not in an
administrative agency that Congress has vested the power and authority to enforce orders of the NLRB.").
As a consequence, as of the date of issuance, an opinion of this Court is
"to be followed by VA agencies of original jurisdiction, the Board . . . and the Secretary in adjudicating
and resolving claims." Tobler, 2 Vet.App. at 14.
Congress established this Court in order to provide a uniform judicial interpretation of the law regarding
veterans benefits. Because this Court is a national court with exclusive jurisdiction over
Board decisions, there is no legitimate argument that nonacquiescence by the Secretary is necessary
to maintain national uniformity in its administration of veterans benefits. See
38 U.S.C. § 7252;
Godfrey v. Derwinski, 2 Vet.App. 352, 356 (1992) ("This Court has 'exclusive jurisdiction
to review decisions of the Board of Veterans' Appeals' . . ." (quoting 38 U.S.C. § 7252(a))).
The Secretary appears to acknowledge as much, and instead argues that he possesses the inherent authority
to manage the Board's docket, authority that includes his refusal to apply a binding decision of this Court
while considering whether to appeal and during the pendency of an appeal of that decision.
See Secretary's Response to October 12, 2006, Court Order at 4 ("This is not an instance of nonacquiescence.");
see also Answer at 9-10. In support of that argument, he cites cases in which Federal courts
have stayed the adjudication of cases in order to manage the litigation before them. Those cases
are inapposite for at least three reasons:
First, the Board is part of an executive agency, it is not a federal court.
Second, unlike the neutral role played by Federal courts in the resolution of matters before them,
the Secretary is both the decisionmaker at the agency level and the
appellee in every appeal that comes before the Court. Third,
38 U.S.C. § 7107# in a broad sense expresses Congress's intent to place
significant limitation on the Secretary's authority to determine the order in which the Board decides cases.
Although, we need not explore or define the scope of that limitation, the statute does provide that
an appeal before the Board be decided "in regular order according to its place on the docket."
38 U.S.C. § 7107(a)(1). Simply put, it demonstrates, at the very least, that the
Secretary's discretion in deciding the order in which appeals will be decided is not unfettered.
The remainder of section 7107 sets forth four exceptions to Congress's mandate that appeals before the Board be decided
in regular docket order, three permitting advancement on the Board's docket and only one permitting postponement.
See 38 U.S.C. § 7107(a)(2), (3). None of those exceptions expressly permit the Secretary
to adjudicate cases in an order other than in regular docket order because he disagrees with a decision of this Court
or because he is appealing one of this Court's decisions to the Federal Circuit. See id.
To the extent that the phrase "in regular order according to its place on the docket" is ambiguous,
and to the extent that the Secretary is permitted to interpret that ambiguous phrase by regulation and has done so
in 38 C.F.R. § 20.900, that regulation does not authorize the Secretary or Board Chairman to decide cases out
of regular docket order because he disagrees with a decision of this Court or pending an appeal of such a decision
to the Federal Circuit. See 38 C.F.R. § 20.900 (2006).
In addition, the Secretary cites the decision of the U.S. Court of Appeals for the Second Circuit
(Second Circuit) in Ithaca Coll. v. NLRB, 623 F.2d 224 (2nd Cir. 1980), for the proposition that the Board possesses
inherent authority to refuse to apply a decision of this Court in order to manage its docket in the manner
in which it has done so here. There, the Second Circuit, before holding that the NLRB
"cannot . . . choose to ignore [a court] decision as if it had no force or effect,"
stated that "it would be reasonable for the Board to stay its proceedings in another case that arguably falls
within the precedent of the first one." Ithaca Coll., 623 F.2d at 228. Aside from the fact
that we are not bound by decisions of the Second Circuit, there are three other reasons that court's statement
does not govern the situation we now face. First, the Second Circuit's apparent endorsement
of unilateral stays by the NLRB was unquestionably dictum in a case that involved the NLRB's refusal to apply
binding Second Circuit precedent. See id. In other words, what was at issue in that case
was the NLRB's refusal to apply a binding court decision–the NLRB had not issued a unilateral stay and the propriety,
or lack thereof, of such action was not before the Second Circuit. Second, the Second Circuit's statement
must not be taken out of context. The NLRB is charged with the uniform application of the National Labor
Relations Act. Its decisions may be reviewed in 12 venues–the 11 numbered U.S. Circuit Courts of Appeal
and the U.S. Court of Appeals for the D.C. Circuit. See 29 U.S.C. § 160(f).
With respect to matters relating to veterans' benefits claims, however,
Congress adopted a very different approach to judicial review. A decision of the Board can only
be appealed to a single venue -– this Court. See 38 U.S.C. § 7252(a). Therefore, concerns regarding
uniformity and the propriety of a policy of nonacquiescence# as a means of achieving uniformity that may exist in the
NLRB context do not exist in the veterans' benefits system. See Tobler, 2 Vet.App. at 11-12
("Congress has made the United States Court of Veterans Appeals the national
'statutory court of review' of decisions on veterans' benefits
by the Secretary and the Department of Veterans Affairs."). Third, there is no statute similar
to section 7107 that compels the NLRB to decide cases in regular docket order. See 29 U.S.C. § 160.#
As explained above,
it is clear to us that the law fails to provide the Secretary and Board Chairman
with the authority to unilaterally stay cases before the Board as they see fit because of a disagreement with
a decision of this Court or pending an appeal to the Federal Circuit. Moreover, from the
Secretary's October 25, 2006, pleading, it appears that stays similar to the one at issue in this case have been
implemented by or at the direction of the Secretary on an ad hoc and arbitrary basis and in a manner that is
inconsistent with the very principles that the Secretary cites as supporting his authority to order stays
such as Board Chairman's Memorandum 01-06-24. Although the Secretary mentions
"conserv[ing] scarce government resources" and "ensur[ing] the consistent treatment of similarly situated
claimants" as reasons underlying his authority to stay cases before the Board while an adverse Court decision
is appealed or otherwise challenged, his demonstrated actions in staying the processing of appeals before the Board
have not always furthered those ends. Answer at 8.
For example, in April 2005, the Board Chairman issued Memorandum 01-05-08, staying consideration of all tinnitus rating cases
affected by this Court's decision in Smith v. Nicholson, 19 Vet.App. 63 (2005). That stay was lifted in
June 2006–shortly after the Federal Circuit reversed this Court's decision and adopted a position with which the Secretary
was in agreement thereby permitting the Secretary to deny claims filed by veterans for increased disability
compensation –- despite the fact that a petition for a writ of certiorari remained (and remains currently) pending
before the U.S. Supreme Court. Hundreds of appeals from those recent denials are now pending before this
Court. In contrast, in April 1992, the Board Chairman issued Memorandum 01-92-27, staying consideration
of all claims for benefits under 38 U.S.C. § 1151 "pending further appellate action" with respect to this Court's decision
in Gardner v. Derwinski, 1 Vet.App. 584 (1991). See Secretary's October 25, 2006, Pleading, Attachment 2.
Despite the fact that this Court's decision was subsequently upheld by the Federal Circuit
and a unanimous U.S. Supreme Court, the April 1992 stay was not lifted until January 26, 1995, and then only after
the Secretary sought and received an opinion from the Department of Justice's Office of Legal Counsel regarding
the extent to which the U.S. Supreme Court's opinion authorized benefits. See e.g., Bd. Vet. App. 9512579,
available on Westlaw. In the end, the dozen or so memoranda staying cases before the Board that have been
issued since 1992 reflect no clear standard for determining whether the processing of
a class of appeals should be stayed and no consistent approach to staying the processing of such appeals.
If, in the event of a disagreement with a decision of this Court, the need to conserve resources and ensure consistent
treatment of similarly situated claimants is what motivates the Secretary and Board Chairman to stay the processing
of appeals before the Board, the Court cannot understand why, while an appeal of the Federal Circuit's decision is
being pursued in the U.S. Supreme Court, the Secretary would lift the stay he imposed in response to the first
Smith decision. The answer implied by these facts is that the Secretary's opinion as to a particular
legal issue is a superfactor in determining whether to implement a stay and, once a stay is implemented, in determining
the duration of such a stay. There is simply no other logical way to explain the fact that the stay
in Gardner was left in place even after the Federal Circuit and U.S. Supreme Court had ruled against the Secretary
given that the stay in Smith was lifted despite the pending petition in the U.S. Supreme Court.
In any event, the effect of the Secretary's action in compelling the Board Chairman to issue Memorandum 01-06-24
is abundantly clear –- so long as he does not want to, the Secretary believes that he is empowered to never apply
this Court's decision in Haas.
It is telling that Board Chairman's Memorandum 01-06-24 fails to
even acknowledge the existence of this Court's decision in Ramsey. Further, the Secretary might choose
to apply a Federal Circuit or U.S. Supreme Court decision in Haas,
but that too is unclear, particularly in light of the
Secretary's conduct in Gardner. Indeed, at oral argument, counsel for the Secretary was reluctant to identify
any particular event that would trigger the revocation of Board Chairman's Memorandum 01-06-24.
Simply put, the delay at issue in this case is of indefinite duration -– a duration that conceivably includes efforts
by the Secretary to legislatively reverse an unfavorable result in the U.S. Supreme Court.
This we cannot accept.
The circumstances present in this case are unlike those in cases where the Court has denied petitions based on
delayed action by the Secretary. In Costanza, supra, the Court held that, for delay to constitute a clear
and indisputable right to a writ, it must be "so extraordinary, given the demands and resources of the Secretary,
that the delay amounts to an arbitrary refusal to act, and not the product of a burdened system."
12 Vet.App. at 134. In this case, the Secretary chose to delay a decision on the petitioner's claim
because he disagrees with the decision in Haas.
The delay in this case is not the product of
a burdened system; rather, it is based on a choice by the Secretary to delay the adjudication of the petitioner's claim.
D. Court's Discretion to Issue Writ
The unilateral issuance of Board Chairman's Memorandum 01-06-24 at the Secretary's direction without prior judicial review
of the criteria for properly taking such action flouts the rule of law, and the petitioner is without adequate
alternative means to challenge this action. The clear central holding in the Court's March 31, 2006,
decision in Ramsey
-– that the Secretary lacks the authority to unilaterally stay the processing of appeals before
the Board because of the effect of one of this Court's decisions -– stands as the binding precedent of this Court.
Under such circumstances and in the exercise of our discretion, the writ is granted.
We now turn to address the process by which the Secretary can seek to stay the processing of
a class of appeals before the Board because of a disagreement with a decision of this Court or pending an appeal
to the Federal Circuit.
E. Process for Seeking a Stay Pending Appeal
Although section 7107 governs how appeals before the Board are processed and when an appeal before the Board
can be advanced or postponed, the enactment of that statute predates the creation of this Court and
does not provide a means for addressing the situation now at hand. See
Ramsey, 20 Vet.App. at 46
(noting that the predecessor to section 7107 "existed 55 years before this Court and judicial review were established").
We recognize, however, that in some instances delaying the effect of one of our decisions may make practical
sense. And there is already in place in the Federal judiciary a system for considering whether such action
is warranted in a given case. See FED. R. CIV. P. 62; FED. R. APP. P. 8(a). We see no reason to treat
this situation any differently than do other Federal courts. To that end, we will adopt the principle
that underlies Rule 8(a) of the Federal Rules of Appellate Procedure and the adaptation of that rule by Federal Circuit
Rule 8(a), namely "that the immediately subordinate tribunal has jurisdiction to act on a motion for a stay" even
in a case where a Notice of Appeal has been filed seeking review in the Federal Circuit.
See In Re Bailey, 11 Vet.App. 349 (1998) (Nebeker, J., dissenting). Although Rule 8(a) of the Federal Circuit's
Rules speaks in terms of a "trial Court," and we do not presume to interpret the Federal Circuit's Rules for it,
we see no reason not to follow the universally accepted Federal practice that
a motion for a stay or injunction pending
appeal first be sought in the subordinate court. See also FED. R. APP. P. 8 (providing that a party
"must ordinarily move first in the district court" for "a stay of the judgment or order of a district court pending
appeal"). Thus, if the Secretary or Board Chairman wishes to stay the effect of
Haas,
the Secretary must file with this Court, or the Federal Circuit, a motion to stay the effect of this Court's decision
in that case.
Whether such a motion is granted is entirely within this Court's discretion, and, in exercising that discretion,
this Court will look to the following four criteria generally considered relevant
in determining whether to stay the effect of a court decision pending appeal:
(1) The likelihood of success on the merits of the moving party's appeal;
(2) whether the moving party will suffer irreparable harm in the absence of a stay;
(3) the impact on the non-moving party of that stay; and
(4) the public interest. See
Ramsey, 20 Vet.App. at 39
(citing Standard Havens Prods., Inc. v. Gencor Indus., Inc., 897 F.2d 511, 512 (Fed. Cir. 1990)).
To be clear, the Court's grant of a stay of the effect of one of its decisions could include directing or authorizing
the Secretary and Board Chairman to stay cases at the Board and at the agencies of original jurisdiction.
See Nat'l Org. of Veterans Advocates v. Sec'y of Veterans Affairs, 260 F.3d 1365, 1380 (Fed. Cir. 2001)
(directing VA "to stay all proceedings involving claims for [dependency and indemnity compensation] benefits under
[38 U.S.C. §] 1318, whose outcome is dependent on the regulation in question, pending the conclusion of an expedited
rulemaking").
F. Summary
In sum, although the Secretary characterizes the issuance of Board Chairman's Memorandum 01-06-24 as a proper exercise
of his "inherent authority" to manage the docket before him, he possesses no authority, inherent or otherwise, to stay,
arbitrarily and unilaterally, the processing of appeals merely because he disagrees with a decision of
this Court in a proceeding to which he is a party. See infra at 5-7. To hold otherwise
would be to allow an executive agency to nullify the effect of a judicial decision. See INS v. Chadha,
462 U.S. 919, 951 (1983) ("The Constitution sought to divide the delegated powers of the new Federal Government
into three defined categories, [l]egislative, [e]xecutive, and [j]udicial, to assure, as nearly
as possible, that each branch of government would confine itself to its assigned responsibility.");
Marbury v. Madison, 1 Cranch 137, 177 (1803) ("It is emphatically the province and duty of the judicial department
to say what the law is."). This we will not permit.
We therefore conclude that the petitioner has satisfied all three conditions for the issuance of an extraordinary writ.
Because the appeals process before VA is halted as long as the Secretary's directive and Board Chairman's
Memorandum 01-06-24 continue in effect, and direct appeal to the Secretary or Chairman would likely be futile,
the petitioner lacks adequate alternative means to attain the desired relief.
See Cheney, 542 U.S. at 380. Further, because the law does not give the Secretary and Board Chairman
the authority to unilaterally stay cases before the Board because they disagree with a decision of this Court
or pending an appeal to the Federal Circuit, the petitioner has also demonstrated a clear and indisputable right
to extraordinary relief. Id. at 381. Finally, as discussed above, we are convinced that the issuance
of a writ is warranted under these circumstances. Id.
Accordingly, the petition is granted. Board Chairman's Memorandum 01-06-24 is
unlawful and we order that memorandum rescinded
. See 38 U.S.C. § 7261(a)(3) (providing that the Court may set
aside "decisions, findings, conclusions, rules, and regulations" of the Board or the Secretary
"found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law").
The Secretary will proceed to process the appeals that were stayed in accordance with that
unlawful memorandum "in regular order according to [their] place on the docket"
and will apply this Court's decision in Haas
to those appeals. 38 U.S.C. § 7107(a)(1).
Of course, the Secretary is not precluded from filing a motion to stay the effect of this
Court's decision in Haas
-- an option that has been available to him since August 16, 2006,
the date on which the Court issued that decision.
III. CONCLUSION
On consideration of the foregoing, the Court concludes that the petitioner has demonstrated
a clear and indisputable right to a writ. The petition is therefore GRANTED to the following extent:
Board Chairman's Memorandum 01-06-24 is ordered rescinded.
The Secretary will decide Mr. Ribaudo's appeal "in regular order according to its place upon the docket," and
will apply this Court's decision in Haas.
38 U.S.C. § 7107.
KASOLD, Judge, dissenting in part: I fully concur in the analysis and conclusion of the Court that
38 U.S.C. § 7107(a) prohibits, except in limited circumstances, the staying of cases on appeal to the Board,
by either the Secretary or the Board Chairman, absent properly promulgated regulations
– regulations that are not extant at this time.#
I also note that the section 7107(a) requirement to process cases on appeal to the Board
in regular order, without advancing or postponing cases except in limited circumstances, is only one reflection of
congressional intent that cases at the Board be timely processed. Indeed, there are numerous
statutory provisions echoing this intent.
For example, section 7101(a) mandates that the Board be composed of "such number of members" as necessary to dispose
of cases "in a timely manner." 38 U.S.C. § 7101(a). Section
5109B requires expeditious processing
of cases on remand from the Board, and section 7112 requires expeditious processing of cases on remand from the Court.
See 38 U.S.C. §§
5109B, 7112. Thus, with regard to cases at the Board, Congress has repeatedly
tipped the balance toward timely processing.
I must, however, disagree with the majority's opinion that the Secretary was legally required to adhere to the
self-described holding in Ramsey v. Nicholson,
20 Vet.App. 16, 38 (2006), that he lacked the authority to stay cases
at the RO and the Board. See ante p. 3 note 2. Although I obviously agree with the statement
in Ramsey
that the Secretary does not have authority to stay cases at the Board pending an appeal of one of
our decisions,# the fact remains that the decision in Ramsey
denied the petition for extraordinary relief based
upon a determination that the Court lacked the authority to stay the effect of the Court's decision in
Smith v. Nicholson, 19 Vet.App. 63, rev'd, 451 F.3d 1344 (Fed. Cir. 2006), petition for cert. filed, 75 U.S.L.W. 3122
(U.S. Sept. 26, 2006) (No. 06-400), because that case was then on appeal to the Federal Circuit.
The discussion in Ramsey
about the authority of the Secretary to stay the processing of cases at the RO or the Board
was therefore neither essential to nor a basis for the Court's disposition. Accordingly, it was dicta and
not binding. See BLACK'S LAW DICTIONARY 465 (7th ed. 1999) (defining "judicial dicta" as "opinion by a court on
a question that is directly involved, briefed, and argued by counsel, and even passed on by the court, but that is not
essential to the decision"); see also Henry v. Indep. Am. Sav. Ass'n, 857 F.2d 995, 1006 (5th Cir. 1988)
(Higginbotham, J., concurring) (attempt by Court to establish a procedure unnecessary to the ultimate outcome of
the case is pure dicta).# It is axiomatic that, until the Court renders a binding holding on an otherwise unresolved
point of law, the Secretary cannot be deemed nonresponsive or disrespectful to the Court with regard to that point,
and the Court properly rejects the petitioner's request that we sanction the Secretary.
Although the Secretary is responsible for the "control, direction, and management" of the department, 38 U.S.C. § 303,
such management must be consistent with the law and interpretations of the law as issued by the judicial system,
see 38 U.S.C. § 7262; Butts v. Brown, 5 Vet. App. 532, 539 (1993) (en banc) (Court determines questions of law de novo);
Tobler v. Derwinski, 2 Vet.App. at 11 (decision of Court binding until and unless overturned).
Our en banc decision today is clear:
The Secretary currently does not have the authority to stay the processing
of claims at the Board pending an appeal of a decision of the Court. To the extent Tobler indicates
otherwise, it is overruled. See Tobler, 2 Vet.App. at 14 (Court sitting en banc or a superior tribunal may
overrule a prior panel decision).
Our decision today may be appealed, but
in the absence of a stay as to its effect,
it will be the law unless and until
overturned. See Suozzi v. Brown, 10 Vet.App. 307, 311 (1997)
("VA is bound to follow the controlling precedential decisions of this Court . . .");
Tobler, 2 Vet.App. at 14.
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