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VSM Legal Precedence (16 Aug 06)
Or the Armed Forces Expeditionary Medal (AFEM) that preceded the VSM
This landmark decision sets aside the definition of "service in 'Nam"
Over-turns any attempt by the VA to limit benefits to Vietnam-era Veterans
NOTICE (15 Sep 06 Update)
.. take the above link to learn more about this landmark decision.
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The law or statutes is your key to success. Understanding the law may
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how they are applied to veterans, especially
under Title 38, CFR Part 4;
also Part 3, Adjudication, and
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and
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Here is a sample key case to learn more about laws that affect
veteran claims:
Moody v. Principi.
It is a backdating case, with other overtones, eg, informal claim(s) and issues that
are also covered in my initial case, below, where there is a "secondary condition" to a
service-connected injury or disease. (You can never learn enough about
secondary condtions because many injuries or illnesses will lead to them and you want
your disability rating comiserate with same.)
When I was doing paralegal work with Family Court, I couldn't have lived without it
-- just like the Internet.
More on the Law
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"Legal Precedence"
.. see if some of these apply to your claim.
FINDINGS OF FACT
1. All evidence necessary for review of the issue on appeal
has been obtained, and the VA has satisfied the duty to
notify the veteran of the law and regulations applicable to
the claim, the evidence necessary to substantiate the claim,
and what evidence was to be provided by the veteran and what
evidence the VA would attempt to obtain on his behalf.
2. The evidence reasonably shows that the veteran, who has a
current diagnosis of diabetes mellitus, was in the Republic
of Vietnam during active service.
CONCLUSION OF LAW
Diabetes mellitus may be presumed to have been incurred in
service. 38 U.S.C.A. §§ 1110, 1112, 1113, 1131, 1133, 1137
(West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309 (2004).
REASONS AND BASES FOR FINDINGS AND CONCLUSION
I. Duty to Assist
On November 9, 2000, the President signed into law the
Veterans Claims Assistance Act of 2000 (VCAA), Pub. L. No.
106-475, 114 Stat. 2096 (2000). The Act is applicable to all
claims filed on or after the date of enactment, November 9,
2000, or filed before the date of enactment and not yet final
as of that date. The new law eliminates the concept of a
well-grounded claim, and redefines the obligations of the VA
with respect to the duty to assist claimants in the
development of their claims. First, the VA has a duty to
notify the claimant and representative, if represented, of
any information and evidence needed to substantiate and
complete a claim. 38 U.S.C.A. §§ 5102 and 5103 (West 2002).
Second, the VA has a duty to assist the claimant in obtaining
evidence necessary to substantiate the claim. 38 U.S.C.A.
§ 5103A (West 2002).
re: Citation Nr: 0515988
Decision Date: 06/14/05
"Service personnel records reflect that the veteran did not
serve in the Republic of Vietnam. It is noted that, in
February 1967, the veteran was transferred to Thailand, where
he served until December 1967. The veteran has maintained
that he stopped in Vietnam to change planes while en route to
Thailand. He reported that he was in Vietnam for roughly
four hours."
"The veteran's contention is that his diabetes is the result
of being exposed to Agent Orange. In this regard, the
veteran must have service in the Republic of Vietnam between
January 9, 1962 and May 7, 1975 to be afforded the
presumption of herbicide exposure. The veteran contends his
exposure occurred while on route to Thailand in February
1967. The veteran stated that he changed planes in Vietnam
and spent a period of several hours in Vietnam at that time.
It should be pointed out * that the veteran seems credible in
his reported statements. The Board notes that there is no
requirement as to how long the veteran was in Vietnam; even a
few hours of service in country is sufficient to establish
the presumption of exposure. See Veterans Benefits
Administration Manual M21-1, Part III, Chapter 5, Par.
5.10(c) (July 1, 2004). In this regard the Board notes that
it was common practice at the time the veteran was being
transferred to Thailand to allow for stopovers in Vietnam so
military personnel could avail themselves of facilities and
supplies that were not available to them in more remote
postings such as Thailand. In addition, the Board finds the
veteran's statements with regard to his travel at that time
credible *, particularly when viewed in conjunction with the
statement from the retired Air Force Colonel who noted that
his route to Thailand, in January 1967, took him through
Vietnam. Accordingly, the Board finds that there is a
tenable basis to find that the veteran did have a brief
period of service in Vietnam in February 1967. Therefore,
resolving all doubt in favor of the veteran, service
connection for diabetes mellitus is granted on a presumptive
basis due to Agent Orange exposure."
* Editorial: It is inappropriate
to draw legal conclusions based upon the claimant's impression(s)
to the Board. Plausible conditions, yes; credibility, no
-- in the current rules of law regarding rules of evidence.
Again, the reference to another soldier, a retired officer, lends
to the counsel prejudices and unfounded; especially when travel
was performed at a different time (month.)
The latter findings in favor of the veteran, though, is
well-grounded on the new Act of 2000, repeated here.
The rule of law for a "Well-Grounded" Claims,
click here.
"When there is an approximate balance of positive and negative
evidence regarding any issue material to the determination of
a matter, VA shall give the benefit of the doubt to the
claimant. 38 U.S.C.A. §5107(b) (as amended); 38 C.F.R.
§ 3.102."
Searched On
New Search
U.S.C.A.
CFR Reference
Understanding the Law and V.A. Regulations (based on the Law)
For instance, "Secondary Condtions" .. to Diabetes, ie, complications;
see § 3.310.
U.S.C.A. Referenced § 1110 Basic entitlement
§ 1111 Presumption of sound condition *
§ 1112 Presumptions relating to certain diseases and disabilities
§ 1113 Presumptions rebuttable
§ 1131 Basic entitlement
§ 1133 Presumptions relating to certain diseases
§ 5102 Application forms furnished upon request; notice to claimants
of incomplete applications
§ 5103A Duty to Assist Claimants
§ 5103 Notice to claimants of required information and evidence
§ 5107 Benefit of the Doubt @ Your Advocate
§ 5109 Independent medical opinions
§ 7104 Jurisdiction of the Board
§ 7112 Expedited treatment of remanded claims
V.A. Regs (Part 3 - Adjudication)
Notice: all VA Regulations (CFRs) are strict interpretation
of authority given in the U.S.C.
re: 38 U.S.C. § 501 Rules and regulations
§ 3.102 Reasonable Doubt. *
§ 3.303 Principles relating to service connection. V.A. Reviewer
§ 3.307 Presumptive service connection for chronic, tropical
or prisoner-of-war related disease, or disease associated with exposure
to certain herbicide agents; wartime and service on or after January 1, 1947.
§ 3.309 Disease subject to presumptive service connection.
§ 3.313 Claims based on service in Vietnam. *
* Important Law or V.A. Reg Sections to also know
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| Thailand - Diabetes Cases - Granted Summary,
Searched On
New Search
"Service in Vietnam includes service in the waters offshore,
or service in other locations if the conditions of service
involved duty or visitation in Vietnam. 38 CFR § 3.313."
re: Citation Nr: 0515988
Decision Date: 06/14/05; Claim Denied due to lack of evidence for
§ 3.313.
"The Secretary of the Department of Veterans Affairs has
determined that there is no positive association between
exposure to herbicides and any other condition for which the
Secretary has not specifically determined that a presumption
of service connection is warranted. See Notice, 59 Fed. Reg.
341-346 (1994); see also 61 Fed. Reg. 57586-57589 (1996).
On December 27, 2001, the President signed into law HR 1291,
the Veterans Education and Benefits Expansion Act of 2001,
Pub. L. No. 107-103, 115 Stat. 976 (2001). Among other
things, this law added diabetes mellitus Type 2 to the list
of presumptive diseases as due to herbicides exposure
(codifying regulation which had been in effect since July
2001), and provided a presumption of exposure to herbicides
for all veterans who served in Vietnam during the Vietnam Era
(which reversed the Court's holding in McCartt v. West, 12
Vet. App. 164 (1999) which required that the veteran have a
presumptive disease before exposure was presumed.).
As the veteran has not indicated he was otherwise exposed to
herbicides beyond his purported presence in Vietnam while on
active duty, the Board finds that the herbicide presumptive
provisions of 38 C.F.R. §§ 3.307 and 3.309(e) are not for
application in the instant case."
re: Citation Nr: 0500416
Decision Date: 01/07/05
The veteran's military driver's license clearly shows a stamped endorsement
stating "DANANG AB [air base] VIETNAM."
Another service
personnel record reveals that the veteran completed 53 days
of service in "Southeast Asia" from May to July 1969. This
supports the veteran's claims that he was sent on temporary
duty to Southeast Asia, but it does not conclusively show
that the duty was in Vietnam.
re: Citation Nr: 0207543
Decision Date: 07/10/02
FINDINGS OF FACT
1. The veteran performed a period of active honorable
military service from December 27, 1963 to February 26, 1968.
2. The evidence of record shows that an acquired psychiatric
disorder, diagnosed as a major depressive disorder with
intermittent psychotic features, was manifested during the
veteran's active honorable military service.
CONCLUSION OF LAW
Resolving all reasonable doubt in favor of the veteran, a
major depressive disorder with psychotic features was
incurred during a period of active honorable military service
from December 27, 1963 to February 26, 1968. 38 U.S.C.A.
§§ 1110, 5107 (West 1991 & Supp. 2001); 38 C.F.R. §§ 3.102,
3.303 (2001).
"When there is an approximate balance of positive and negative
evidence regarding any issue material to the determination of
a matter, VA shall give the benefit of the doubt to the
claimant. 38 U.S.C.A. §5107(b) (as amended); 38 C.F.R.
§ 3.102."
The following is an interesting case regarding AO and diseases (asserted) not
to be necessarily covered by such exposure ...
re: Citation Nr: 0326722
Decision Date: 10/07/03
Service Connection - Agent Orange Exposure
The veteran asserts that during his military service, he was
assigned as an aircraft fuel handler with the 635th Combat
Support Group stationed in Thailand during the Vietnam Era.
The veteran asserts that while he had no tour of duty in
Vietnam, that he refueled planes returning from missions in
Vietnam, and that he refueled the chemical spray tanks which
contained remnants of Agent Orange, and was exposed to spills
and fumes of such.
With respect to the veteran's assertion that claimed exposure
to Agent Orange in service caused him to develop generalized
muscle weakness, fatigue, degenerative joint disease,
depression, a sebaceous cyst, and psoriasis years later,
applicable criteria provide that a veteran, who during active
military, naval, or air service, served in the Republic of
Vietnam during the Vietnam era and has a disease listed at 38
C.F.R. § 3.309(e), shall be presumed to have been exposed
during such service to an herbicide agent, unless there is
affirmative evidence to establish that the veteran was not
exposed to any such agent during that service. (Emphasis
added). The last date on which such a veteran shall be
presumed to have been exposed to an herbicide agent shall be
the last date on which he or she served in the Republic of
Vietnam during the Vietnam era. "Service in the Republic of
Vietnam" includes service in the waters offshore and service
in other locations if the conditions of service involved duty
or visitation in the Republic of Vietnam. 38 C.F.R.
§ 3.307(a)(6)(iii).
If a veteran was exposed to an herbicide agent during active
military, naval, or air service, the following diseases shall
be service-connected if the requirements of 38 U.S.C.A. §
1116, 38 C.F.R. § 3.307(a)(6)(iii) are met, even though there
is no record of such disease during service, provided further
that the rebuttable presumption provisions of 38 U.S.C.A. §
1113; 38 C.F.R. § 3.307(d) are also satisfied:
Chloracne or other acneform diseases
consistent with chloracne, Type II
diabetes mellitus, Hodgkin's disease,
multiple myeloma, non-Hodgkin's lymphoma,
acute and subacute peripheral neuropathy,
porphyria cutanea tarda, prostate cancer,
respiratory cancers (cancer of the lung,
bronchus, larynx, or trachea), and soft-
tissue sarcomas (other than osteosarcoma,
chondrosarcoma, Kaposi's sarcoma, or
mesothelioma). Acute and subacute
peripheral neuropathy means transient
peripheral neuropathy that appears within
weeks or months of exposure to an
herbicide agent and resolves within two
years of the date of onset.
38 C.F.R. § 3.309(e).
None of the claimed disorders are presumptive disorders
listed under 38 C.F.R. § 3.309(e). Accordingly, service
connection is not warranted under the above presumptive
provisions.
ORDER
Service connection for generalized muscle weakness, fatigue,
degenerative joint disease, depression, a sebaceous cyst, and
psoriasis (previously denied as fibromyositis, neuromuscular
disease, and collagen disease), claimed as due to alleged
exposure to a herbicide known as Agent Orange, is denied.
Service connection for a left shoulder disorder, claimed as
residuals of a left shoulder dislocation, is denied.
Service connection for a right knee disorder, claimed as
residuals of a right knee injury, is denied.
Service connection for a low back disorder, to include a
herniated disc of the lumbosacral spine, claimed as residuals
of a back injury, is denied.
TIMELINESS OF RESPONSES
TO VARO NOTICES IS CRITICAL
re: Citation Nr: 0513514
Decision Date: 05/18/05, this Marine really fucked up ...
On November 9, 2000, during the pendency of the claimant's
appeal, the President signed into law the Veterans Claims
Assistance Act of 2000 (VCAA), Pub. L. No. 106-475, 114 Stat.
2096 (2000) (codified as amended at 38 U.S.C.A. §§ 5100,
5102, 5103, 5103A, 5106, 5107, 5126 (West 2002)). The VCAA
revises VA's obligations in two significant ways. First, VA
has a duty to notify the appellant of any information and
evidence necessary to substantiate and complete a claim for
VA benefits. See 38 U.S.C.A. §§ 5102, 5103 (West 2002).
Second, VA has a duty to assist the appellant in obtaining
evidence necessary to substantiate the claim. See 38
U.S.C.A. § 5103A (West 2002).
VA issued regulations to implement the VCAA in August 2001.
See 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) (2004).
The amendments became effective November 9, 2000, except for
the amendment to 38 C.F.R. § 3.156(a), which became effective
August 29, 2001.
VA specified that except for the amendment to 38 C.F.R. §
3.156(a), the second sentence of 38 C.F.R. § 3.159(c), and 38
C.F.R. § 3.159(c)(4)(iii), the amended regulations otherwise
apply to any claim for benefits received by VA on or after
November 9, 2000, as well as to any claim filed before that
date but not decided by VA as of that date. 66 Fed. Reg.
45,620.
In its discussion of the scope and applicability of the
regulations, VA stated that except for the amendment to
38 C.F.R. § 3.156(a), the second sentence of 38 C.F.R. §
3.159(c), and 38 C.F.R. § 3.159(c)(4)(iii), "the provisions
of this rule merely implement the VCAA and do not provide any
rights other than those provided in the VCAA." 66 Fed. Reg.
45,629. VA went on to state that it would apply the new
regulations to any claim pending but not decided by VA as of
November 9, 2000. Id.
The Board notes that the United States Court of Appeals for
Veterans Claims (CAVC) has held that 38 U.S.C.A. § 5103(a),
as amended by the VCAA, and 38 C.F.R. § 3.159(b), as amended,
which pertain to VA's duty to notify a claimant who had
submitted a complete or substantially complete application,
apply to those claimants who seek to reopen a claim by
submitting new and material evidence pursuant to 38 U.S.C.A.
§ 5108. Quartuccio v. Principi, 16 Vet. App. 183 (2002).
The Board has considered whether the requirements of the VCAA
have been fulfilled.
First, there is no issue as to the substantial completeness
of the application. 38 U.S.C.A. § 5102 (West 2002). These
were original claims filed by the veteran in December 1998,
utilizing VA Form 21-526, the document used for such
purposes. They appeared substantially complete on their
face. The veteran clearly identified the disabilities in
question and the benefit sought. Further, he referenced the
bases for the claim.
Second, VA has a duty to notify the veteran and his
representative of any information and evidence needed to
substantiate and complete a claim. 38 U.S.C.A. § 5103 (West
2002); 38 C.F.R. § 3.159(b).
The veteran has been advised of the type of evidence lacking
to demonstrate entitlement to the benefit sought with the
December 1999 rating decision, August 2000 statement of the
case, May 2000 supplemental statement of the case, September
2001 Board remand, the April 2004 letter from the RO
explaining the VCAA, and the July 2004 and October 2004
supplemental statements of the case.
The September 2001 Board remand, the April 2004 letter from
the RO explaining the VCAA, and the July 2004 supplemental
statement of the case specifically provided the veteran with
notice of the VCAA and explained the respective rights and
responsibilities under the VCAA.
It was further noted in the foregoing documents that what was
lacking was evidence associated a current disorder with a
disease or injury of service origin, or in the case of the
claim of entitlement to service connection for post-traumatic
stress disorder, there was lacking corroboration of a claimed
stressor. VA has no outstanding duty to inform the veteran
that any additional information or evidence is needed.
Third, VA has a duty to assist the veteran in obtaining
evidence necessary to substantiate the claim. 38 U.S.C.A.
§ 5103A (West 2002); 38 C.F.R. § 3.159(c). The RO obtained
or made exhaustive efforts to obtain the veteran's service
medical records pertaining to the veteran's service in both
the Marine Corps and the U.S. Army, and VA treatment records
and private treatment records as they were identified by him.
In addition, the RO made and exhaustive attempt to obtain
corroboration of the veteran's alleged stressors through the
appropriate offices of the United States Marine Corps.
Essentially, the veteran has not identified or authorized the
release of any other medical, historical or personnel records
pertaining to his claims. Therefore, the duty to notify has
been satisfied. 38 U.S.C.A. § 5103 (West 2002); 38 C.F.R.
§ 3.159(b)(2004).
There is no indication that there is any probative evidence
available that has not been obtained concerning the issue on
appeal. By the September 2001 Board remand, the April 2004
letter from the RO, and the July 2004 supplemental statement
of the case, the veteran was clearly advised as to which
portion of evidence is to be provided by him and which
portion is to be provided by VA.
The veteran was further advised of this information -
including specifically the duties of the RO where federal
records are concerned - in these documents. That requirement
of VA has been satisfied, and there is no additional evidence
that needs to be provided. Quartuccio v. Principi, 16 Vet.
App. 183 (2002).
Multiple VA examinations have been conducted which have
specifically addressed the issue of whether any current
disorder at issue may be related to service.
Significantly, in addition to others, VA examinations were
conducted in May, June, and July 2003, pursuant to the
Board's September 2001 remand. The veteran has made no
contentions, and subsequent medical evidence does not
indicate, that the evidence is lacking so as to require the
scheduling of another VA examination. See 38 U.S.C.A. §
5103A(d) (West 2002).
The requirements of the VCAA have been substantially met by
the RO. Every possible avenue of assistance has been
explored, and the veteran has had ample notice of what might
be required or helpful to his case. VA has satisfied its
duties to inform and assist the appellant in this case.
Further development and further expending of VA's resources
is not warranted.
Additionally, it is noted that in Paralyzed Veterans of
America v. Secretary of Veterans Affairs, 345 F.3d 1334 (Fed.
Cir. 2003), the United States Court of Appeals for the
Federal Circuit (CAFC) invalidated the 30-day response period
contained in 38 C.F.R. § 3.159(b)(1) as inconsistent with 38
U.S.C.A. § 5103(b)(1). The CAFC made a conclusion similar to
the one reached in Disabled American Veterans v. Secretary of
Veterans Affairs, 327 F.3d 1339, 1348 (Fed. Cir. 2003)
(reviewing a related Board regulation, 38 C.F.R. § 19.9).
The CAFC found that the 30-day period provided in §
3.159(b)(1) to respond to a VCAA duty to notify is misleading
and detrimental to claimants whose claims are prematurely
denied short of the statutory one-year period provided for
response. In the instant case, the veteran was provided with
notice of the provisions of the VCAA and its effect on the
development of his claim in the April 2004 letter from the
RO. This letter did not indicate that the veteran was
limited to 30 days to respond. Instead, it indicated that
the veteran had 60 days to respond.
Notwithstanding, It is most significant to note that
additional medical evidence was sought and obtained long
after the 60 day response period; more than one year has
transpired since the April 2004 notice in question, and there
has been no indication of the existence of additional
pertinent evidence.
Given that the veteran has been fully advised of his rights
and responsibilities under the VCAA, that he has had more
than a full year to respond to that VCAA notice, the Board
has concluded that VA has no outstanding duty to inform the
veteran that any additional information or evidence is
needed.
VA has satisfied its duties to inform and assist the veteran
in this case. Further development and further expending of
VA's resources is not warranted. The Board finds that there
will be no prejudice to the appellant if the Board decides
his appeal at this time and the Board will, therefore,
proceed to consider the appellant's claim on the merits. See
Bernard v. Brown, 4 Vet. App. 384, 394 (1993).
At this juncture, it is noted that the CAVC decision in
Pelegrini v. Principi, 18 Vet. App. 112 (2004) (Pelegrini II)
(withdrawing and replacing Pelegrini v. Principi, 17 Vet.
App. 412 (2004)) held, in part, that a VCAA notice, as
required by 38 U.S.C. § 5103(a), must be provided to a
claimant before the initial unfavorable agency of original
jurisdiction (AOJ) decision on a claim for VA benefits. In
this case, the initial AOJ decision was made prior to
November 9, 2000, the date the VCAA was enacted. The Board
finds that any defect with respect to the VCAA notice
requirement in this case was harmless error for the reasons
specified herein.
In the present case, a substantially complete application was
received prior to the December 1999 rating decision that
constituted the RO's initial denial of the veteran's claims
for service connection.
Only after that rating action was promulgated did the AOJ
provide notice to the claimant regarding what information and
evidence is needed to substantiate the claim, as well as what
information and evidence must be submitted by the claimant,
what information and evidence will be obtained by VA, and the
need for the claimant to submit any evidence in his
possession that pertains to the claim.
Because the VCAA notice in this case was not provided to the
appellant prior to the initial AOJ adjudication denying the
claim, the timing of the notice does not comply with the
express requirements of the law as found by the CAVC in
Pelegrini II.
In Pelegrini II, the CAVC pointed out that it was not holding
that in a case in which pre-AOJ-adjudication notice was not
provided the case must be returned to the AOJ for the
adjudication to start all over again as though no AOJ action
had ever occurred. No nullification or voiding requirement,
either explicit or implicit, was found. The CAVC recognized
that where pre-initial-AOJ adjudication notice was not
mandated at the time of the initial AOJ decision, the AOJ did
not err in not providing such notice because an initial AOJ
adjudication had already occurred. Instead, the appellant
has the right to VCAA content-complying notice and proper
subsequent VA process. Pelegrini II, 18 Vet. App. at 120.
All the VCAA requires is that the duty to notify is
satisfied, and that claimants be given the opportunity to
submit information and evidence in support of their claims.
Once this has been accomplished, all due process concerns
have been satisfied. See Bernard v. Brown, 4 Vet. App. 384
(1993); Sutton v. Brown, 9 Vet. App. 553 (1996); see also
38 C.F.R. § 20.1102 (harmless error).
Here, the Board finds that any defect with respect to the
timing of the VCAA notice requirement was harmless error.
While the notice provided to the appellant was not given
prior to the first AOJ adjudication, the notice was provided
by the AOJ prior to the transfer and certification of the
appellant's case to the Board, and the content of the notice
fully complied with the requirements of 38 U.S.C.A. § 5103(a)
and 38 C.F.R. § 3.159(b).
After the notice was provided, the claimant was provided with
every opportunity to submit evidence and argument in support
of his claim, and to respond to VA notices. Therefore, to
decide the appeal would not be prejudicial to the claimant.
As discussed in detail above, the statute and the regulation
implementing VCAA provide for pre-initial-AOJ-adjudication
notice, but the CAVC in Pelegrini II specifically recognized
that, where, as here, notice was not mandated at the time of
the initial AOJ decision, the AOJ did not err in not
providing such notice specifically complying with VCAA. The
CAVC stated in that decision, that "the appellant had the
right on remand to VCAA content-complying notice and proper
subsequent VA process."
Note that the CAVC in Pelegrini II did not state that the
appellant had the right on remand to VCAA notice and
subsequent AOJ adjudication. Pelegrini II, went on to
explain that "readjudication of the appellant's claim may
well have to be carried out by the AOJ once complying notice
is given on remand . . ." The CAVC then set out the
circumstances under which AOJ adjudication would have to
either be undertaken or waived, and those circumstances were
specifically limited to the introduction of newly submitted
evidence. It would follow that without such newly submitted
evidence, AOJ adjudication is not a necessary part of
"proper subsequent VA process."
Finally, in the Pelegrini decision, the CAVC also held, in
part, that a VCAA notice consistent with 38 U.S.C.A. §
5103(a) and 38 C.F.R. § 3.159(b) must: (1) inform the
claimant about the information and evidence not of record
that is necessary to substantiate the claim; (2) inform the
claimant about the information and evidence that VA will seek
to provide; (3) inform the claimant about the information and
evidence the claimant is expected to provide; and (4) request
or tell the claimant to provide any evidence in the
claimant's possession that pertains to the claim, or
something to the effect that the claimant should "give us
everything you've got pertaining to your claim(s)." This new
"fourth element" of the notice requirement comes from the
language of 38 C.F.R. § 3.159(b)(1).
In this case, although the April 2004 letter that was
provided to the veteran did not contain the exact wording of
the "fourth element," the Board finds that the veteran was
otherwise fully notified of the need to give to VA any
evidence pertaining to his claim. Specifically, in the
letter, the RO stated, "If you have any other evidence in
your possession that pertains to your claim, please send it
to us."
Thus, the Board finds that in this case, each of the four
content requirements of a VCAA notice has been fully
satisfied, and that any error in not providing a single
notice to the veteran covering all content requirements is
harmless error. 38 C.F.R. § 20.1102.
EDITORIAL:
Important Regulation (§ 3.159(b) below)
(b) VA's duty to notify claimants of necessary information or
evidence. (1) When VA receives a complete or substantially complete
application for benefits, it will notify the claimant of any information
and medical or lay evidence that is necessary to substantiate the claim.
VA will inform the claimant which information and evidence, if any, that
the claimant is to provide to VA and which information and evidence, if
any, that VA will attempt to obtain on behalf of the claimant. VA will
also request that the claimant provide any evidence in the claimant's
possession that pertains to the claim. If VA does not receive the
necessary information and evidence requested from the claimant within
one year of the date of the notice, VA cannot pay or provide any
benefits based on that application. If the claimant has not responded to
the request within 30 days, VA may decide the claim prior to the
expiration of the one-year period based on all the information and
evidence contained in the file, including information and evidence it
has obtained on behalf of the claimant and any VA medical examinations
or medical opinions. If VA does so, however, and the claimant
subsequently provides the information and evidence within one year of
the date of the request, VA must readjudicate the claim.
TRANSLATION/INTERPRETATION:
The VA sends you a "VARO NOTICE" telling you what it needs you
to reply to; you do, and it is their responsibility to inform you
whether what you provided is adequate or not to substantiate your claim.
Furthermore, the VA may take action prior to the one-year period, ie,
30 days hence of notice, but must allow readjudication in the event the claimant
responds before the one-year (from notice) expires.
This clause, like the rest, were prepared and written by attorneys following
the laws; specifically here 38 U.S.C. § 5103
-- not VA CFRs. The Dept. of V.A. and its Secretary are
authorized only to prepare administrative regulations, ie, the set of CFR Title 38.
See 38 U.S.C. § 501.
Therefore, the above reference law 38 U.S.C. § 5103,
is in your best interest and the V.A. regulation interpretting same is found in
part § 3.159(b). Legal language
is exact and although, at times, may seem unclear to you, it is very clear and provides
a basis for appealing and/or taking other action, eg, Congressional inquiry on your
behalf because of "small matters" as due process.
When the "dust has settled" on my claim, I will be providing an extensive
situation detailing the incompetence and lack of assistance through out my claim
filed on April 21, 2005 and per VARO/Reno phone representative, scheduled to be
(initially) reviewed December 13, 2005. I have documented 10-pages
of incompetentcies and notes off-the-record and several unanswered communications
over the past two months plus erroneous statements of evidence needed
for secondary conditions and lack of assistance associated therein by
representatives.
What I found interesting, and not revealing same, was a comment by the
VARO/Reno phone rep that "the regs weren't important" (that content of statement
in support of claim regarding secondary conditions was and to use broad terms
as to health issues.) Wrong.
You understand statute law, V.A. regulations governing adjudication
and rating procedures, and be prepared with decision precedence to defend
your position.
And, last but not least, choose a VSO that is competent, that will best represent
your interest and not be prejudiced by communication confidential to same and
of course, ready to assist you in every step of the process which means
assisting you in responses to VARO notices. If you are going to
appeal, you did not pick a good representative. The VSO should
know the laws as well or better than the VA staffers and be aware of what you
are missing and need to substantiate your claim.
"When there is an approximate balance of positive and negative
evidence regarding any issue material to the determination of
a matter, VA shall give the benefit of the doubt to the
claimant. 38 U.S.C.A. §5107(b) (as amended); 38 C.F.R.
§ 3.102."
WHY REMANDING A CASE SHOULD BE CONTESTED
The above claim case, the translation that I provided, is only the "tip of the iceberg."
The law and associated regs administered by the V.A. have been
changed forever and not only as to "burden of proof" and "reasonable doubt" and
"benefit of the doubt," but the issue of "fair dealing" in processing a veteran's claim.
Let's take a look at a follow-up to the "Duty to Assist" and language
found in 38 U.S.C.A. § 5103A; skip down in the
citation to Part (b) "Assistance in Obtaining Records" and let me abbreviate the
important legal requirements the V.A. must follow or be liable for damage:
(a) Subpart (1) in making reasonable efforts to obtain (relevant) records,
(b) Subpart (2) where those records can not be found either in part or whole,
(c) the V.A. must notify you of same. The V.A. must not only notify you
of any discrepancies (and actions,) but (1) identify what records that they
could not obtain, (2) briefly explain the efforts (made,) and
(3) describe any further action(s) to be made (on your behalf.)
Now, if that doesn't sound like a good defense attorney, you haven't
been running in the circles I have. <bs>
"Futility" is covered by the law too.
Remanding a case for futile searches without notice of such attempts and wording of the
same regarding an issue in a VARO notice is "gold." The government can not
then claim to put your Claim on hold for such basis any further.
This particular statute ends on a very positive note; paraphrased, "nothing may
preclude the V.A. from assisting a claimant in substantiating a Claim."
If only they would live up to same.
Carefully read over every notice VARO sends you whether requiring your reply, or
what (on the surface) looks like a "status of claim" update, ie, "in progress."
Read every page and make note of items reported to you.
If you are working alone, that is your first mistake. You should be
represented by an independent VSO and make an appointment to discuss the content
of the notice(s) with them and either respond appropriately, or be patient.
Patience can "run thin" when the V.A. handles your claim in less than an expeditious
manner. For instance, 7 months after filing and with 12 years of
V.A. medical records, discussing my Claim with the VARO/Reno phone rep, he indicates
that an examination may be ordered. Huh!
38 U.S.C.A. § 5103A has you covered there too.
To paraphrase, if you provide a (critical) medical opinion that is
current and covers your claim disabilities, and your medical records
are adequate, eg, 12 years in the V.A. System, then asking for a delay based on
"lack of examination" is unnecessary delay of due process and I will initiate a
Congressional inquiry.
You can thank President Clinton and the Congress for passing the law
that required the Dept. of V.A. to change its ways.
On November 9, 2000, during the pendency of the claimant's
appeal, the President signed into law the Veterans Claims
Assistance Act of 2000 (VCAA), Pub. L. No. 106-475, 114 Stat.
2096 (2000) (codified as amended at 38 U.S.C.A. §§ 5100,
5102, 5103, 5103A, 5106, 5107, 5126 (West 2002)). The VCAA
revises VA's obligations in two significant ways. First, VA
has a duty to notify the appellant of any information and
evidence necessary to substantiate and complete a claim for
VA benefits. See 38 U.S.C.A. §§ 5102, 5103 (West 2002).
Second, VA has a duty to assist the appellant in obtaining
evidence necessary to substantiate the claim. See 38
U.S.C.A. § 5103A (West 2002).
Note: the above is a quoted paragraph from the above Marine's claim,
and of course, will be found in many claims granted or denied.
Visit 38 U.S.C.A. §§ 5100,
5102, 5103, 5103A, 5106, 5107, 5126 (West 2002))
and learn more about VCAA and revisions to VA's obligations to assist and adjudicate veterans' claims
in a reasonable and proper way. Learn from others' mistakes, claims that the
V.A. was able to either deny or remand as well as what others did right.
ANOTHER (UNNECESSARILY) REMANDED CLAIM
re: Citation Nr: 0110341
Decision Date: 04/09/01
THE ISSUE
Entitlement to service connection for hypertension.
INTRODUCTION
The veteran had active military service from March 1971 to
August 1975, preceded by an unverified period of active
military service from July 1968 to March 1971.
This matter comes before the Board of Veterans' Appeals (BVA
or Board) on appeal from an October 1998 rating decision of
the Department of Veterans Affairs (VA) Regional Office (RO)
in Muskogee, Oklahoma, which denied the benefit sought on
appeal. The veteran also submitted a Notice of disagreement
to a March 1999 rating denial and was provided with a
Statement of the Case in response. However, a substantive
appeal as to the issues considered in the March 1999 rating
is not shown to have been submitted and no additional issues
have been development for appellate review.
REMAND
This appeal arises out of the veteran's claim that he
currently has hypertension, and that he has been treated for
hypertension since he was in service.
In the veteran's original claim for service connection,
received in June 1998, he claimed service connection for
"high blood pressure." He reported being treated in
service in 1974 at Korat Air Force Base, Thailand and that he
had also been treated by a Dr. Carr for high blood pressure.
He included part of an address for Dr. Carr, but he did not
specify the dates of treatment. The veteran has also
submitted some private treatment records which include a
diagnosis of hypertension and some of the records list Ronnie
L. Carr, D.O., of the Warren Clinic. However, since it is
not clear whether these represent all the records from Dr.
Carr further development of the record is necessary.
In the veteran's substantive appeal, received in October
1999, the veteran stated that he had been treated for
hypertension since service, and that as such, service
connection should be granted. The Board has reviewed the
veteran's service medical records in the claims file, which
are negative for any findings of high blood pressure. The
veteran's representative has suggested that perhaps there are
additional service medical records that have not yet been
associated with the veteran's claims file. Since the veteran
reported treatment in 1974 at Korat Air force Base, Thailand
and the available service medical records include records
from Korat, but nothing pertaining to hypertension, a further
search for additional service medical records is warranted.
As the veteran's representative points out in a March 2001
written informal hearing presentation, there has been a
significant change in the law during the pendency of this
appeal. On November 9, 2000, the President signed into law
the Veterans Claims Assistance Act of 2000 (VCAA), Pub. L.
No. 106-475, 114 Stat. 2096 (2000). This law redefines the
obligations of VA with respect to the duty to assist and
includes an enhanced duty to notify a claimant as to the
information and evidence necessary to substantiate a claim
for VA benefits. This law also eliminates the concept of a
well-grounded claim and supersedes the decision of the United
States Court of Appeals for Veterans Claims in Morton v.
West, 12 Vet. App. 477 (1999), withdrawn sub nom. Morton v.
Gober, No. 96-1517 (U.S. Vet. App. Nov. 6, 2000) (per curiam
order), which had held that VA cannot assist in the
development of a claim that is not well grounded. This
change in the law is applicable to all claims filed on or
after the date of enactment of the VCAA, or filed before the
date of enactment and not yet final as of that date.
Veterans Claims Assistance Act of 2000, Pub. L. No. 106-475,
§ 7, subpart (a), 114 Stat. 2096, 2099-2100 (2000). See also
Karnas v. Derwinski, 1 Vet. App. 308 (1991). The veteran's
representative has requested that the RO obtain treatment
records from Dr. Carr and undertake a further effort to
obtain additional service medical records.
Accordingly, this case is REMANDED for the following:
1. The RO must review the claims file and
ensure that all notification and
development action required by the
Veterans Claims Assistance Act of 2000, /STOP
2. The RO should make a request for any
additional service medical records in this
case, particularly records from KOrat Air
Force Base, Thailand. If there are no
additional records, or if such records are
deemed unavailable, the claims file should
be documented to this effect.
3. The RO should contact the veteran and
request that he identify the names and addresses of any
medical providers that have treated him
for hypertension, and whose records have
not yet been associated with the
claims file. The veteran should be asked
to identify any treatment records
covering the period following his
separation from service in 1974. The RO
should specifically request that the
veteran provide any additional
identifying information as to the
treatment he received from Dr. Carr,
including dates of treatment and an
updated address. If the veteran
identifies any outstanding treatment
records, the RO should obtain and
associate those records with the claims
file.
4. Following receipt of any additional
evidence, a physical examination should be
scheduled if it is needed to determine
whether the veteran has hypertension which
is related to service. The veteran's
claims file and a copy of this remand
should be made available to the examiner
for review. Any tests deemed necessary by
the examiner should be conducted. The
examiner is asked to determine whether the
veteran has hypertension and, if so,
whether is it is as likely as not related
to service or had its onset with in a year
of the veteran's separation from service.
The report of examination should include
the complete rationale for all opinions
expressed.
/STOP /STOP /STOP
EDITORIAL: What is wrong with this Claim?
Is it the VSO, The American Legion?
Did the VSO and the claimant do their homework?
The answers to these questions are: (1)
inadequate medical records provided with the Claim, (2)
Yes, the VSO (and the representative, along with the claimant) did not
prepare a solid Claim, ie, (3) homework.
"The purpose of this REMAND is to obtain additional
development, and the Board does not intimate any opinion as
to the merits of the case, either favorable or unfavorable,
at this time. The veteran is free to submit any additional
evidence and/or argument he desires to have considered in
connection with his current appeal. No action is required of
the veteran until he is notified."
The claimand (and VSO) might as well said to the V.A. --
"REMAND ME" "KEEP ME TIED UP FOR YEARS"
"I DON'T KNOW WHAT I'M DOING..." "YOU WANT ME TO BEND OVER .. HOW FAR AND HOW DEEP"
Under 38 U.S.C.A. § 7252 (West 1991 & Supp. 2000), only a
decision of the Board of Veterans' Appeals is appealable to
the United States Court of Appeals for Veterans Claims. This
remand is in the nature of a preliminary order and does not
constitute a decision of the Board on the merits of your
appeal. 38 C.F.R. § 20.1100(b) (2000).
The above (remanded) Claim is a case of aggravation, or result of service-connection;
see 38 U.S.C.A. § 1153 (Aggravation)
and
V.A. Reviewer
guidelines. The claimant is indicating that he had medical treatment
while in the military service, active duty, and that is not an issue when substantiated.
See also 38 U.S.C.A. § 1111 (Presumption of Sound Condition)
where the condition was presumed to be formed while on active duty.
For more on claims granted and denied,
please visit the
"Evidence of Service in Vietnam" page.
See also USC &
CFR Reference
|
| Re: The Rule of Law as to "Well-Grounded" Claim
The Veterans Claims Assistance Act of 2000 (VCAA), Pub. L.
No. 106-475, 114 Stat. 2096 (2000) redefines the
obligations of VA with respect to the duty to assist and
includes an enhanced duty to notify a claimant as to the
information and evidence necessary to substantiate a claim
for VA benefits.
This law also eliminates the concept of a
well - grounded claim.
To better understand the concept, and what it meant to be obligated to
or substantiate a claim based upon this rule of law, let's review some
out-dated (and obsolete) references to "well-grounded" claim:
"A well-grounded claim is one which is plausible. If not, the claim must fail and there is no further duty to assist in the development of the claim. 38 U.S.C.A. § 5107; Murphy v. Derwinski, 1 Vet.App. 78 (1990)."
Plausible, as used in the above definition is not related to factual.
Factual is supported by real evidence while "plausible" is possible, potential, could have been.
American Heritage Dictionary definition of Plausible:
ADJECTIVE: 1. Seemingly or apparently valid, likely, or acceptable; credible: a plausible excuse. 2. Giving a deceptive impression of truth or reliability. 3. Disingenuously smooth; fast-talking: “Ambitious, unscrupulous, energetic, … and plausible,—a political gladiator, ready for a ‘set-to’ in any crowd” (Frederick Douglass, Reconstruction [Atlantic Monthly Vol. 18, p. 764] 1866).
ETYMOLOGY: Latin plausibilis, deserving applause, from plausus, past participle of plaudere, to applaud.
OTHER FORMS: plausi·bili·ty, plausi·ble·ness —NOUN plausi·bly —ADVERB
SYNONYMS: plausible, believable, colorable, credible These adjectives mean appearing to merit belief or acceptance: a plausible pretext; a believable excuse; a colorable explanation; a credible assertion.
The following contradicts the foundation of the term "plausible" in many ways, and then
ends its "definition" by stating (a) "claim is plausible."
"A well-grounded claim requires more than an allegation;
the claimant must submit supporting evidence.
Furthermore, the evidence must justify a belief by a fair and impartial individual that
the claim is plausible. Tirpak v. Derwinski, 2 Vet.App. 609 (1992).
Supporting evidence may be in many forms, to include but not limited to letters, e-mails, etc."
Supporting evidence forms is of great interest, eg, pay stub, driver's license, vaccination shot record,
and of course the above unofficial type of documents.
"In order for a claim to be well grounded, there must be competent evidence of a current disability (medical diagnosis), of incurrence or aggravation of a disease or injury in service (lay or medical evidence), and of a nexus between the in-service injury or disease and the current disability (medical evidence). Caluza v. Brown, 7 Vet.App. 498, 506 (1995)."
Assumed. The disability must be supported by (factual) medical records and/or
medical opinion.
"The evidentiary assertions by the veteran must be accepted as true for the purposes of determining whether a claim is well grounded, except where the evidentiary assertion is inherently incredible or when the fact asserted is beyond the competence of the person making the assertion. King v. Brown, 5 Vet.App. 19, 21 (1993)."
The "b.s." rule, ie, competence
Source:
VSPA/TVVET
With the Rule of Law regarding "Well-Grounded" Claim eliminated, it seems that the
primary hurtle for a claimant's claim to pass is the obligation of presenting valid medical
evidence regarding an injury or illness that the law covers. Testimony and
whatever evidence the veteran has in their possession providing support of their claim
and/or allegations will now suffice. Plausible and credible, as to accurate
alleged date(s) and place(s) seems to still be an influence and although, a valid arguement
-- it seems that the "reasonable doubt" and/or doctrine of "benefit of doubt" should apply
to claims made almost 40 years later.
Plausible Claims:
Source: VSPA/TVVET
See also Legal Precedence;
Definition.
-- Citing No. 9916522
Decision Date: 06/16/99
FINDINGS OF FACT
2. The veteran's commendations include the Vietnam Service
Medal, and Republic of Vietnam Campaign Medal, and there is
satisfactory evidence that he had active military service
along the Thailand/Vietnam border during the Vietnam era.
3. Credible evidence sustains a reasonable probability that
the veteran was exposed to Agent Orange while in Thailand.
Assertions in this claim were not competent as references to
the (common) border of Thailand and Vietnam. Wrong: Laos and
Cambodia are on the east borders of Thailand with Vietnam, at the narrowest point,
some 50-60 miles further east, and reference to the Ho Chi Minh Trail is equally
inaccurate.
Geography lesson - Region Map
Note: Nakon Phanom (NKP) is in the Northeast, along the Mekong River
and NKP RTAFB is 18 km west of the city. Ho Chi Minh Trail, well,
that enters the east border of Laos (not the west border) around the
DMZ and flows or
branches down as far south as Saigon. Source:
News Analysis, Nov, 2000
The latest map indicates the old trail (in red) and the new highway constructed
completely within the borders of Vietnam from Hanoi to Saigon (Ho Chi Minh City.)
Trail Map
Random House Dictionary
Evidently, the Board had never reviewed a map of SEA.
Truong Son Mountains
-- Citing No. 9604685
Decision Date: 02/27/96
He stated that although he had been stationed at Ubon Royal
Thai Air Base, Thailand, that he had often landed at
locations within the borders of South Vietnam for various
reasons, including aircraft malfunction and to refuel and
rearm.
.. also recalled that they had landed in South Vietnam to
rearm and refuel and that Ton Son Nhut Air Base, Saigon, had
been their most frequent staging base.
ORDER
Service connection for the cause of the veteran’s death is
granted.
I certainly hope that there wasn't some sort of bias on this claim
due to the fact that the claimant was deceased.
-- Citing No. 0418252
Decision Date: 07/09/04
The veteran claims that he was exposed to Agent Orange at
Ubon, Thailand, where he worked on airplanes which were used
for spraying herbicides in Vietnam. Specifically, he states
that he worked on Hayes Dispensers which were coated with a
substance, which was foreign to him, and which he now
believes was Agent Orange. The veteran essentially
reaffirmed his contentions during his December 2003 Travel
Board hearing.
The veteran's service personnel records reflect that he had
one year, three months, and two days of foreign and/or sea
service. These records further show that he served as a
weapons mechanic at Ubon Airfield, Thailand.
In October 2001, USASCURR responded that it was unable to
confirm or locate documentation indicating that Ranch Hand
aircraft (used to spray herbicides over South Vietnam)
originated from Ubon Air Force Base in Thailand. However,
USASCURR further stated that the "Hayes Company" developed
the spray equipment used in the Ranch Hand defoliation
program. The issue of "possible contamination" of the
Hayes Dispensers with which the veteran came into contact was
not addressed.
On the other hand, it could not be verified that B-57G
aircraft were used to spray herbicides during 1970 and 1971,
and it could not be confirmed that Ranch Hand aircraft flew
missions out of Ubon, Thailand.
The RO essentially used a lack of information concerning
herbicide exposure as the evidence to sever service
connection. This had the effect of placing the burden of
proof on the veteran, impermissible under 38 C.F.R.
§ 3.105(d), and insufficient to justify a finding of clear
and unmistakable error in the grant of service connection.
While, in hindsight, the decision to grant service connection
for histiocytic type malignant lymphoma in 1995 may certainly
be second-guessed, it may not be overturned based on the
evidence of record. Accordingly, service connection for
histiocytic type malignant lymphoma is restored. 38 U.S.C.A.
§ 5109A(b); 38 C.F.R. § 3.105(d).
Ranch Hand, lack of evidence thereof, assertion of contamination with equipment
allegely, errors of decision, and no supporting evidence submitted, service-connection
"restored." You figure that one out ...
-- Citing No. 0118277
Decision Date: 07/12/01
Thailand Claim; remanded per ..
" In an August
1997 statement, Theodore L. Phillips, M.D., opined that the
appellant's cancer of the right tonsil was consistent with
lesions that were "possibly associated" with Agent Orange
exposure.
The file also included a statement from Michael G.
Ratelle, who had two years experience working for the
Ministry of Public Health in Thailand and who found that
Agent Orange "more than likely" contributed to the
development of the appellant's squamous cell carcinoma.
This case should be known as "the Biopsies Claim" and furthermore, since
AO Test(s) are inclusive, this caper just gets more weird, as the above claims
reflect .. "plausible" claims ...
Remand again -- Citing No. 0333331
Decision Date: 11/28/03
REMAND
The veteran was diagnosed with Hodgkin's disease in June
2000. He claims this disease was caused by exposure to
herbicides while stationed in Thailand. Unfortunately,
additional action by the RO is necessary before the Board can
adjudicate this claim.
In this case, the veteran is not entitled to presumptive
service connection because he never served in Vietnam during
the Vietnam era. Instead, he claims that he was exposed to
herbicides while stationed at the Royal Thai Air Force Bases
in Korat, Thailand from 1970 to 1971. He maintains that he
worked as an inventory specialist and he was responsible for
maintaining a certain quantity of herbicides that were being
used in Vietnam. He also alleges that herbicides were being
sprayed around the perimeter of the base.
In support of the veteran's claim, D.S. submitted a statement
confirming that herbicides were being stored at the Air Force
Based in Korat. D.S. explained that he and the veteran were
assigned to the base supply system and that their duties
included counting and inspecting barrels containing chemicals
which had arrived from supply depots in Vietnam. According
to D.S., leaking chemical from some of the barrels was
carried over the storage area and looked like a greasy tar
pit. D.S. maintained that he and the veteran were exposed to
these chemicals on their skin, in their food, and from the
air they breathed. When the shelf life had expired, the
chemicals were transported to an open pit and burned under
the veteran's supervision.
Unfortunately, there is no presumption of exposure to
herbicide agents in Thailand. However, in light of the
statements provided by the veteran and D.S. concerning the
use and storage of herbicides at the Air Force Base in Korat,
Thailand, VA should attempt to obtain confirmation from
appropriate sources.
Accordingly, the case is REMANDED to the RO for the following
action:
1. The RO should contact the U.S. Armed
Services Center for Research of Unit
Records (USASCRUR), or any other
appropriate agency that may be indicated,
to determine whether herbicides were
being stored or used at, or in the
vicinity of, the Korat Air Force base.
The information concerning dates, unit
names, and other relevant information
contained in the veteran's personnel
records should be provided. The USASCRUR
should be requested to provide any
information that would tend to confirm or
deny the storage/use of herbicides at the
Royal Thai Air Force Base in Korat,
Thailand from 1971 to 1972.
This claim must be afforded expeditious treatment by the RO.
This is really getting absurd. A claim in November, 2003
and it is now two years later, December, 2005 and this is not
the first claim regarding exposure to herbicides in Thailand.
In fact, it is probably well past the 1,000 th claim and the
federal body being solicited for further information, documents is redundant
and meets the definition of "futile."
And, the last remanded claim, "left hanged out to dry..."
-- Citing No. 0327969
Decision Date: 10/17/03
At the April 2003 hearing,
the veteran testified that he believes he may have been
exposed to herbicides either from a leaking drum or from
spraying of what he thought might be herbicides on the
eastern side of the air base at the time he lived there. The
veteran should be notified that to substantiate his claim he
should submit or identify corroborating evidence as to the
substance to which he was exposed along with medical evidence
that his exposure to that substance is causally related to
his current Type II diabetes mellitus.
1. (b.s. omitted)
".. notice to the veteran that to
substantiate his claim he should identify
or submit evidence that conditions of his
service involved duty or visitation in
the Republic of Vietnam or corroborating
evidence as to the substance to which he
was exposed while in service in Thailand
and medical evidence that his exposure to
that substance is causally related to his
current Type II diabetes mellitus. "
Now, that's nice .. "casually" .. if exposed to AO in Nam, it's "presumptive."
2. The RO should attempt to verify
through official channels the
use/spraying of Agent Orange (or other
herbicide) at Ubon Airfield, Thailand,
between May 1969 and December 1972. All
efforts undertaken should be documented
in the claims file.
Our these people "for real"???
Another two-year old claim (October, 2003) and no action, expeditious, or otherwise.
Conclusion:
If you were stationed in Thailand, don't have privy to classified documents that
reflect the use of herbicides, and more importantly -- did not "visited" Vietnam
either factually (see above) or not, kiss your claim guum-bye ...
The U.S. Government refuses to be liable for such claims.
|
All of the above, including the attorney disclaimer, is important to understand.
Case Studies is an "elaboration" of law references. In other words,
we study cases for the under-lying law, or grounds of denial or approval, eg, Appellant Cotant (00-2382)
Serving in Thailand Case Studies.
The purpose of this Section is to be a quick reference to both appeal cases,
their findings and decisions and what statutes were referenced.
You should go to those statute references and review what the basis of law was
in coming to a decision. Please keep in mind that this section is
a work-in-progress and the law reference links will come in time.
That was the supposed to be the "bad news" as it means you all will have to do
your own "leg work" until I can get up to speed."
The "good news" is I select or "pick my battles" carefully and the weekend of
November 4th, 2005 -- just prior to our celebrated Veterans' Day, the V.A.R.O.
(Regional Office) in Reno, Nevada threw me what they undoubtedly hoped to be
a "unsurmountable bone." Sorry. They've got to do
better than that. You see, their job in making life and death
compensation (survival) decisions for those that wore our uniform, well, they
can only interpret the laws. They (VARO) can not make them.
.. please, please -- if you go away with only one (1) "carrot" -- this fact:
"they can only deny a veteran's claim with basis of law, grounds of law."
Case Study - Kidney Disorders, ie, CRF (Chronic Renal Failure)
The case quoted, VBA Case No. 9421980.
Here is a World War II veteran, that was exposed to mustard gas, etc. and was denied
his claim for service connection. You might be saying to yourself:
"Well, Frank -- what the heck (cleaned up) does that have to do with my kidney case.
He lost -- didn't he?" He sure did. I can not
deny that (pund intended.) But, ".. his loss could be your gain."
That's right. The (Veterans Board of Appeal) Court denied his claim for
a legal basis of law, grounds of law. The veteran was represented by an
attorney. That doesn't matter if the veteran could not meet the
burden of proof or evidence that the law so dictates. Again, not
what the Board members concluded, but the basis of law was not satisfied by the
veteran nor the attorney that attempted to represent him.
You have the link above, here it is again, VBA Case No. 9421980.
Now, here is the basis of law that was not satisfied, unfortunately:
DECISION OF THE BOARD
"The Board of Veterans' Appeals (Board), in accordance with the
provisions of 38 U.S.C.A. § 7104 (West 1991), has reviewed and
considered all of the evidence and material of record in the
veteran's claims file. Based on its review of the relevant
evidence in this matter, and for the following reasons and bases,
it is the decision of the Board that the veteran has not
submitted evidence of well-grounded claims for service connection
for a kidney disorder and an eye disorder."
ADVOCACY LECTURE
Now, for those that are not falling asleep out there, you should be jumping up'n down,
swearing (if you will,) and saying: "Frank -- that doesn't tell me anything that
I shouldn't already know. That is, that
§ 7104 just says the "Board has jurisdiction over
these matters." .. "
Right .. just my point .. these case rulings, if you will, are based upon authority
and authority is spelled only one (1) way: law.
In accordance with § 7104 they (the Board) has
reviewed the case claim material (documents) and evidence.
In other words, "This proceedings was perfectly legal and within their
jurisdiction (of law.)"
That was meant to be a lecture on better understanding legal jiberish.
FINDINGS OF FACT
"1. A kidney disorder was not shown in service,
and post-service medical evidence shows no kidney disorder."
ADVOCACY LECTURE
Now, they are stating the fact that their findings, based upon fact,
is a negative conclusion for this poor bastard, excuse my french.
CONCLUSION OF LAW
"The veteran's claims for service connection for a kidney disorder
and an eye disorder are not well grounded. 38 U.S.C.A.
§ 5107 (West 1991)."
ADVOCACY LECTURE
Wow! "..conclusion of law" .. got it? I hope so.
I kinda wonder if his lawyer did. Evidently, he (the attorney)
had little experience in Veterans Affair legal claims or never did his homework, or
(imho) he would ever never brought his case before the Board without properly being
prepared because (if anything) -- he was not prepared. Preparation includes,
but is not limited to, making case references (sometimes referred to as "legal precedence"
where the cases show legal grounds for your case.)
Quoting § 5107 is found, in law, as to the
claimant's responsibility (burden of proof) and in extenuating circumstances
"the benefit of the doubt," per statute § 5107.
In other words, ie, plain English: "There is no grounds to support his claims.
And, the relevant law statute is § 5107 which
was not satisfied by the claimant."
Again, ".. his loss may be your gain."
What follows is the answer(s) and the associated authority of law, for
service connection of kidney disorder:
REASONS AND BASES FOR FINDINGS AND CONCLUSION
"Service connection may be granted for disability resulting from
disease or injury incurred in or aggravated by active wartime
service. 38 U.S.C.A. § 1110 (West 1991). Service connection may
be granted for a disability which is proximately due to or the
result of service-connected disease or injury.
38 C.F.R. § 3.310 (1993).
Service connection may be granted for any disease diagnosed after
discharge, when all the evidence, including that pertinent to
service, establishes that the disease was incurred in service.
38 C.F.R. § 3.303(d) (1993)."
ADVOCACY LECTURE
Let's take the rules of law that were quoted first, paragraph by paragraph:
38 U.S.C.A. § 1110 Basic entitlement.
The criteria for meeting is in the statute:
" For disability resulting from personal injury suffered or disease
contracted in line of duty, or for aggravation of a preexisting
injury suffered or disease contracted in line of duty,"
Now, I will relate that to my case as an example:
Agent Orange in Vietnam is presumptive of contracting diabetes, type II, disease.
In contracting this disease considered service connection, and I will
use the words in their findings paragraph:
"Service connection may be granted for disability resulting from disease ..
incurred in or aggravated by active wartime service."
Therefore, the conclusion is:
"Service connection may be granted for a disability which is proximately due to or the result of service-connected disease"
(diabetes, type II.)
"..proximately due to or the result of .." this service connected disease,
diabetes.
Diabetes is the No. 1 cause of kidney disorder.
If you do not believe it, do a search on the internet with keywords:
"cause" and "kidney" and you shall see listed (1) Diabetes and (2) Hypertension.
In so much as diabetes is the primary cause for both hypertension
and kidney disorder, you must come to the reasonable (plausible) conclusion
that kidney disorder is in proximity, ie, proximately to or the result of having
diabetes. Rephrased: "Kidney disorder is the result of
diabetes."
MEDICAL EXPERT
When you start speaking of "experts" in this way, you are referring to procedures
in a court of law where those deemed expert in their field, here medicine, can make
an expert opinion (rendering) for a case. Get your primary care physician
and/or renal care physician to diagnose your overall health. I did.
"The One-Two Punch"
38 C.F.R. § 3.310 (1993).
Proximate results, secondary conditions.
SECONDARY CONDITIONS
Ooh .. that hurts .. result(s) of a secondary condition, ie, diabetes .. kidney disorder.
But, please -- let's not leave it there. Let's talk more (plain) English
from the C.F.R. .. ready?
".. disability which
is proximately due to or the result of a service-connected disease or
injury shall be service connected. When service connection is thus
established for a secondary condition, the secondary condition shall be
considered a part of the original condition."
That was subpart (a) of the regulation; subpart (b) goes on to illustrate a
proximaty example, ie, (b) Cardiovascular disease:
"Ischemic heart disease or other
cardiovascular disease developing in a veteran who has a service-
connected amputation of one lower extremity at or above the knee or
service-connected amputations of both lower extremities at or above the
ankles, shall be held to be the proximate result of the service-
connected amputation or amputations."
Translation:
The amputations resulted in cardiovascular disease and therefore, the
(resulting) disease is service connected.
38 C.F.R. § 3.307
Presumptive service connection for chronic, tropical or
prisoner-of-war related disease, or disease associated with exposure
to certain herbicide
agents; wartime and service on or after January 1, 1947.
Not to change the subject, but here is the legal
thinking as to "presumptive," ie, presumption that a disease is service connected, eg,
diabetes, type II .. mell---itus.
SUMMARY OF THE FIRST PARAGRAPH FINDINGS AND BASIS OF LAW
1) You have a disease or injury associated with a service connected
disease or injury
Now, that's not algebra, but it is as simple as a = b when "a" is
service connected and "b" is the result of "a." <bs>
2) And, Regulation
38 C.F.R. § 3.307 affirm that "b" is a secondary condition.
Now, Paragraph #Two, revisited:
"Service connection may be granted for any disease diagnosed after
discharge, when all the evidence, including that pertinent to
service, establishes that the disease was incurred in service.
38 C.F.R. § 3.303(d) (1993)."
ADVOCACY LECTURE
".. may be granted (service connection) .. for any disease diagnosed
after discharge, when all the evidence, including pertinent to
service, established the disease was incurred in service."
This attempt to repeat the above in plain English simply
means, or should be dumbed: "The granting paragraph."
Lawyers and courts love to restate the obvious and make it indistinguishable to
the English language.
CONTINUING WITH THE FINDINGS
"The threshold question to be addressed is whether the veteran has
presented well grounded claims for service connection. If he has
not presented well grounded claims, then his appeal must fail and
there is no duty to assist him further in the development of his
claims. 38 U.S.C.A. § 5107(a); Murphy v. Derwinski, 1 Vet.App.
78 (1992)."
ADVOCACY LECTURE
For whatever reasons, attorneys love using the word "threshold."
It's only a couple of syllables, but what the heck.
Translation: the veteran does not have a well grounded claim and
the claim must fail and the Board has not duty to assist this poor bastard.
Oh yeah, more legalese with a supa dupa statute reference to first, the U.S.C.,
38 U.S.C.A. § 5107(a) and second, a legal case based
upon this decision.
"More shit, just deeper.."
"Case law provides that although a claim need not be conclusive to
be well grounded, it must be accompanied by evidence. A claimant
must submit supporting evidence that justifies a belief by a fair
and impartial individual that the claim is plausible. Tirpak v.
Derwinski, 2 Vet.App. 609, 611 (1992); Dixon v. Derwinski,
3 Vet.App. 261, 262 (1992)."
.. accompanied by evident .. must submit supporting evidence .. that justifies a belief
.. conclusion (plausible.) .. oh yeah -- case(s) references
That poor bastard didn't need that.
They have already screwed him and now they want to "bury" him .. with more legal crap???
"Piled higher and deeper .."
"One element of a well grounded claim is a presently existing
disability stemming from the disease or injury alleged to have
begun in or been aggravated by service. Brammer v. Derwinski, 3
Vet.App. 223 at 225 (1992); Rabideau v. Derwinski, 2 Vet.App. 141
(1992)."
Yes, we know -- one (1) element is presenting an existing disease stemming from,
and alleged to have begun in or been aggravated by service, ie, service connection.
By now, the poor bastard is really turned off and just wondering how much he owes
his (freakin) lawyer that didn't prepare properly, ie, negligence he can not prove.
SUMMARY or CONCLUSION
This won't be you, right ? You will be prepared and know before you
proceed that you have a claim based upon evidence and know the law.
If you can't say that, step back and get your ass in gear.
That was Lesson One under "Case Studies." There will be lots more.
I do not stop at one (1) lousy case whether won or loss.
The internet is wonderful for research and I have just begun to fight.
For more on this, I used keywords: "v.a. kidney claims" to find
VBA Case No. 9421980, a legal precedence.
SECONDARY CONDITION CASE W/AWARD
VBA Case No. 9412692
CONTENTIONS OF APPELLANT ON APPEAL
The veteran contends that the RO erred when it failed to grant
secondary service connection for his claimed conditions. He
avers that as a result of an injury to his back, and the
subsequent surgery to correct the injury, he has developed
scoliosis of the thoracic spine. Additionally, he claims that
the residuals of the back surgery have shortened the length of
his right leg, causing discomfort when he walks. As such, he
states that he should receive VA benefits for these two
conditions.
FINDINGS OF FACT
1. All relevant evidence necessary for an equitable disposition
of the veteran's appeal has been obtained by the agency of
original jurisdiction.
2. The veteran currently suffers from mild scoliosis of the
thoracic spine.
3. The cause of the veteran's scoliosis cannot be etiologically
disassociated from his service-connected back disability.
4. Compensation and Pension Examinations conducted in June 1990,
and again in July 1991, did not reveal unequal leg lengths; no
medical evidence confirming the presence of this present
disability has been previously offered.
CONCLUSIONS OF LAW
1. Service connection for scoliosis of the thoracic spine is
warranted. 38 C.F.R. § 3.310 (1993).
2. The claim for entitlement to service connection for
shortening of the right leg secondary to and as a result of the
veteran's service-connected back disability is not well-grounded.
38 U.S.C.A. § 5107(a) (West 1991); 38 C.F.R. § 3.310 (1993).
REASONS AND BASES FOR FINDINGS AND CONCLUSIONS
I. Service Connection for Scoliosis of the Thoracic Spine
In accordance with 38 U.S.C.A. § 5107 (West 1991), and Murphy v.
Derwinski, 1 Vet.App. 78 (1990), the appellant has presented a
well-grounded claim on this issue. The facts relevant to this
appeal have been properly developed and the obligation of the
Department of Veterans Affairs (VA) to assist the veteran in the
development of his claim has been satisfied. Id.
The veteran states that his diagnosed scoliosis is the result of
his service-connected back disability. Under
38 C.F.R. § 3.310
(1993), a disability that is proximately due to or the result of
a service-connected disease or injury shall be service-connected.
When service connection is established for a secondary condition,
the secondary condition shall be considered as part of the
original condition.
KEY LEGAL RIGHT OF CLAIMANT (APPELLATE)
NOTICE OF APPELLATE RIGHTS: Under
38 U.S.C.A. § 7266 (West
1991), a decision of the Board of Veterans' Appeals granting less
than the complete benefit, or benefits, sought on appeal is
appealable to the United States Court of Veterans Appeals within
120 days from the date of mailing of notice of the decision,
provided that a Notice of Disagreement concerning an issue which
was before the Board was filed with the agency of original
jurisdiction on or after November 18, 1988. Veterans' Judicial
Review Act, Pub. L. No. 100-687, § 402 (1988). The date which
appears on the face of this decision constitutes the date of
mailing and the copy of this decision which you have received is
your notice of the action taken on your appeal by the Board of
Veterans' Appeals.
ANOTHER FINE CASE
VBA Case No. 9832924
THE ISSUES
1. Entitlement to service connection for posttraumatic
stress disorder (PTSD).
2. Entitlement to service connection for headaches,
secondary to service connected bilateral hearing loss and
tinnitus.
3. Entitlement to service connection for dizziness,
secondary to service connected bilateral hearing loss and
tinnitus.
4. Entitlement to service connection for nausea, secondary
to service connected bilateral hearing loss and tinnitus.
5. Whether new and material evidence has been submitted to
reopen a claim for entitlement to service connection for a
skin condition, secondary to exposure to Agent Orange.
CONTENTIONS OF APPELLANT ON APPEAL
The veteran essentially contends that the RO was incorrect in
not granting the benefits sought on appeal. The veteran
maintains, in substance, that he suffers from PTSD due to his
experiences in the Republic of Vietnam during his tour of
duty there. He also contends that he suffers from headaches,
dizziness, and nausea, caused by his service connected
bilateral hearing loss and tinnitus. He also contends that
he has submitted new and material evidence to reopen his
claim for service connection for a skin condition, secondary
to exposure to Agent Orange. Therefore, favorable
determinations have been requested.
FINDINGS OF FACT
1. All relevant evidence necessary for an equitable
disposition of the veteran’s appeal has been obtained by the
RO.
2. The veteran served in the Republic of Vietnam from
January 1970 to April 1971.
3. No evidence has been submitted indicating that the
veteran engaged in combat with the enemy.
4. The veteran’s claimed stressors cannot be verified.
5. PTSD was not shown or diagnosed during service; no
psychosis was manifested to a compensable degree within one
year after service; and there is no continuity of
symptomatology of PTSD after service.
6. PTSD is not related to any incident of service.
7. The claims of entitlement to service connection for
headaches, dizziness, and nausea, are not supported by
cognizable evidence demonstrating that the claims are
plausible or capable of substantiation.
8. In August 1994 the RO denied the veteran’s claim for
service connection for a skin condition, secondary to
exposure to Agent Orange.
9. Additional evidence submitted since the RO’s August 1994
decision consists of 1996 to 1997 private and VA outpatient
treatment reports; statements from the veteran’s mother,
brother, and a friend in March and May 1997; and April, June
and August 1997 VA examination reports.
10. The evidence received since the August 1994 decision
does not bear directly and substantially upon the issue under
consideration, nor is it, by itself or in conjunction with
evidence previously assembled, so significant that it must be
considered in order to fairly decide the merits of the claim.
CONCLUSIONS OF LAW
1. PTSD was not incurred in or aggravated by active service.
38 U.S.C.A. §§ 1110, 5107 (West 1991); 38 C.F.R. §§ 3.102,
3.303, 3.304 (1998).
2. The veteran’s claim for service connection for headaches,
secondary to service connected bilateral hearing loss or
tinnitus, is not well grounded. 38 U.S.C.A. § 5107(a) (West
1991).
3. The veteran’s claim for service connection for dizziness,
secondary to service connected bilateral hearing loss or
tinnitus, is not well grounded. 38 U.S.C.A. § 5107(a) (West
1991).
4. The veteran’s claim for service connection for nausea,
secondary to service connected bilateral hearing loss or
tinnitus, is not well grounded. 38 U.S.C.A. § 5107(a) (West
1991).
5. The August 1994 rating decision which denied entitlement
to service connection for a skin condition, secondary to
exposure to Agent Orange, is final. 38 U.S.C.A. § 7105(c)
(West 1991); 38 C.F.R. §§ 3.104(a), 20.302, 20.304, 20.1103
(1998).
6. The evidence received since the August 1994 rating
decision, denying entitlement to service connection for a
skin condition, secondary to exposure to Agent Orange, is not
new and material, and the veteran’s claim for that benefit is
not reopened. 38 U.S.C.A. §§ 1110, 1111, 1153, 5107, 5108
(West 1991); 38 C.F.R. §§ 3.156(a)(b), 3.306 (1998).
REASONS AND BASES FOR FINDINGS AND CONCLUSIONS
I. Service connection
Service connection may be granted for disability resulting
from disease or injury incurred in or aggravated by service.
38 U.S.C.A. §§ 1110 (West 1991); 38 C.F.R. § 3.303(a) (1998).
If a condition noted during service is not shown to be
chronic, then generally a showing of continuity of symptoms
after service is required for service connection. 38 C.F.R.
§ 3.303(b).
The United States Court of Veterans Appeals (Court) has
established rules for the determination of a well grounded
claim based upon the chronicity and continuity of
symptomatology provisions of 38 C.F.R. § 3.303(b). The Court
has ruled that the chronicity provision of § 3.303(b) is
applicable where evidence, regardless of its date, shows that
a veteran had a chronic condition in service or during an
applicable presumption period and still has such condition.
Such evidence must be medical unless it relates to a
condition as to which, under the Court’s case law, lay
observation is competent. If the chronicity provision is not
applicable, a claim may still be well grounded or reopened on
the basis of § 3.303(b) if the condition is observed during
service or any applicable presumption period, continuity of
symptomatology is demonstrated thereafter, and competent
evidence relates the present condition to that
symptomatology. See Savage v. Gober, 10 Vet. App. 488, 493
(1997).
The initial question which must be answered in this case is
whether the veteran has presented a well grounded claim for
service connection. In this regard, the veteran has “the
burden of submitting evidence sufficient to justify a belief
by a fair and impartial individual that the claim is well
grounded,” that is, the claim must be plausible and capable
of substantiation. See 38 U.S.C.A. § 5107(a); Tirpak v.
Derwinski, 2 Vet. App. 609, 611 (1992).
In order for a claim to be well grounded, there must be
competent evidence of current disability (established by
medical diagnosis); of incurrence or aggravation of a disease
or injury in service (established by lay or medical
evidence); and of a nexus between the inservice injury or
disease and the current disability (established by medical
evidence). See generally Epps v. Gober, 126 F.3d 1464 (Fed.
Cir. 1997); Caluza v. Brown, 7 Vet. App. 498, 506 (1995),
aff’d, 78 F.3d 604 (Fed. Cir. 1996) (table). Medical
evidence is required to prove the existence of a current
disability and to fulfill the nexus requirement. Lay or
medical evidence, as appropriate, may be used to substantiate
service incurrence. See Layno v. Brown, 6 Vet. App. 465, 469
(1994); Grottveit v. Brown, 5 Vet. App. 91, 93 (1993).
A. Service connection for PTSD
Initially, the Board finds that the veteran’s PTSD claim is
well grounded within the meaning of 38 U.S.C.A. § 5107(a).
That is, he is found to have presented a claim which is
plausible, in that a diagnosis of PTSD has been rendered.
See Murphy v. Derwinski, 1 Vet. App. 78, 81 (1990). The
Board is also satisfied that all relevant facts have been
properly developed and that no further assistance to the
veteran is required to comply with the duty to assist as
mandated by 38 U.S.C.A. § 5107(a).
Service connection for PTSD requires medical evidence
establishing a clear diagnosis of the condition, credible
supporting evidence that the claimed in-service stressor
actually occurred, and a link, established by medical
evidence, between current symptomatology and the claimed in-
service stressor. 38 C.F.R. § 3.304(f) (1998). The
diagnosis of PTSD must comply with the criteria set forth in
the American Psychiatric Association’s Diagnostic and
Statistical Manual of Mental Disorders (DSM). See generally
Cohen v. Brown, 10 Vet. App. 128 (1997).
The evidence necessary to establish the occurrence of a
recognizable stressor during service to support a diagnosis
of PTSD will vary depending upon whether the veteran engaged
in “combat with the enemy,” as established by recognized
military combat citations or other official records, such as
through the U.S. Armed Services Center for Research of Unit
Records (USASCRUR), formerly the U.S. Army & Joint
Environmental Support Group (ESG). If the VA determines that
the veteran engaged in combat with the enemy and his alleged
stressor is combat-related, then the veteran’s lay testimony
or statement is accepted as conclusive evidence of the
stressor’s occurrence and no further development or
corroborative evidence is required, providing that such
testimony is found to be “satisfactory,” i.e., credible,
and “consistent with the circumstances, conditions, or
hardships of service.” See 38 U.S.C.A. § 1154(b) (West
1991); 38 C.F.R. 3.304(f) (1996); Zarycki v. Brown, 6 Vet.
App. 91, 98 (1993). If, however, the VA determines either
that the veteran did not engage in combat with the enemy or
that the veteran did engage in combat, but that the alleged
stressor is not combat related, the veteran’s lay testimony,
by itself, is not sufficient to establish the occurrence of
the alleged stressor. Instead, the record must contain
service records or other evidence which corroborate the
veteran’s testimony or statements. See Moreau v. Brown, 9
Vet. App. 389 (1996); Dizoglio v. Brown, 9 Vet. App. 163, 166
(1996); Doran v. Brown, 6 Vet. App. 283 (1994); Zarycki v.
Brown, 6 Vet. App. 91, 98 (1993).
However, as noted above, acceptance of the claimed stressors
is but one of three elements needed to well ground a
veteran’s PTSD claim. The veteran must still provide
evidence of a clear and unequivocal diagnosis of PTSD, and
medical evidence of a nexus between service and PTSD. Cohen,
at 137.
The veteran’s service medical records are silent as to any
complaints of, treatment for, or diagnosis of PTSD. No
medical evidence has been submitted indicating that a
psychosis was manifested to a compensable degree within one
year of the veteran’s discharge from service.
The veteran has submitted no evidence of treatment for PTSD
since his discharge from service.
During an April 1997 VA PTSD examination the veteran reported
serving in the Republic of Vietnam from January 1970 to April
1971; that his main duty was as a radio telephone operator
(RTO) for an artillery battery. He also reported being a
gunner and an assistant loader with Battery A, 2nd
Battalion, 17th Field Artillery. He reported no wounds or
injuries during his tour of duty there. As stressors he
reported “certain inconveniences brought on by the war
situation,” including minor problems with sleeping, not
being issued weapons, schedules missed when airplanes broke
down, losing clothing, not being able to find his company,
and hearing “airbursts,” and machine gun fire, especially
while on guard duty. The diagnoses were: Axis I, (1) PTSD,
mild, with episodic depression, (2) alcohol abuse, episodic;
Axis II, deferred; Axis III, deferred to medical evaluation;
Axis IV, mild to moderate; Axis IV, [Global Assessment of
Functioning (GAF), current, past year] 70/80. The examiner
concluded that the veteran had “residuals” of PTSD, very
mild and uncompromising to his current lifestyle.
Significantly, the examiner indicated that the “[a]reas of
concern are his marital and his alcohol difficulties[,] which
are not entirely attributable or directly related to his
experience in Vietnam. While there is an indication of
continued although mild recurrence of post-traumatic stress,
it is recommended that his current disability, i[f] there is
any for PTSD, be retained[,] as there is no new or
compromising situation that has affected his current
functioning in his social, occupational or other areas in his
life.” Assuming that the veteran engaged in combat with the
enemy, or, in the alternative, that his claimed stressors
could be verified, this diagnoses might be sufficient to
support the veteran’s claim.
Initially, the Board notes that the veteran’s DA 20 indicates
his duties while in Vietnam were as a connoneer, and that the
veteran reported above that he was an RTO, a gunner, and an
assistant loader for an artillery battery. While these
duties could entail combat with the enemy, it is not entirely
clear that the veteran did engage in combat with the enemy,
and no records in his claims file so indicate beyond
implication. That is, he was a cannoneer and assigned as an
assistant loader, but his main duty was as a radio telephone
operator. His combat action may have been “remote” or from
a distance but this is not made clear by the veteran. The DA
20 and DD 214 do not indicate that he was awarded a Purple
Heart, a Combat Infantryman Badge, or any other indicia of
combat. Thus, the Board must find that the veteran did not
engage in combat with the enemy in Vietnam. Accordingly, the
presumptions of 38 U.S.C.A. § 1154(b) are not applicable, and
the veteran’s PTSD stressors must be independently verified.
Regarding the issue of whether there is credible evidence
that the veteran’s claimed stressors actually occurred, i.e.,
that they can be verified, the Board notes that the evidence
in this case does not include any lay statements from other
servicemen corroborating the veteran’s account of his claimed
stressors. The veteran has failed to respond to the RO’s
March 1997 letter requesting that he provide specific
information concerning his claimed stressors (i.e., names,
dates, etc.). He has failed to provide enough information to
confirm his alleged stressors, and thus, has not provided
sufficient stressor information for submission to the
USASCRUR for verification. Accordingly, the veteran’s
stressors were not forwarded to that entity for any further
attempts at verification. The Board agrees with that
determination.
However, even if the veteran did engage in combat with the
enemy, and he very well may have, there was no link, at least
one clearly established by the VA examination in April 1997,
between his current psychiatric symptomatology and the
claimed in service stressors or combat action.
As service connection for PTSD for a non-combat veteran
requires credible supporting evidence that the claimed
inservice stressor actually occurred, as noted above, and no
such evidence has been submitted, the Board finds that the
preponderance of the evidence is against the claim of service
connection for PTSD. In the absence of a verified stressor,
the diagnosis of PTSD is not sufficient to support the claim.
See Cohen, supra. The reasonable doubt doctrine is not
applicable in this case as the evidence is not evenly
balanced. See 38 U.S.C.A. § 5107(b); 38 C.F.R. § 3.102.
Accordingly, the Board concludes that PTSD was not incurred
in or aggravated by service.
B. New and material evidence to reopen a claim for service
connection for a skin condition, secondary to exposure to
Agent Orange
The August 1994 rating decision denying the veteran’s request
for service connection for a skin condition became final when
the veteran did not file a notice of disagreement within one
year of the date he was notified of the unfavorable
determination. 38 U.S.C.A. § 7105(c) (West 1991); 38 C.F.R.
§§ 20.302, 20.1103 (1998). Pursuant to 38 U.S.C.A.
§ 7105(c), a final decision by the RO may not thereafter be
reopened and allowed and a claim based on the same factual
basis may not be considered. The exception to this is
38 U.S.C.A. § 5108, which states that “[i]f new and material
evidence is presented or secured with respect to a claim
which has been disallowed, the Secretary shall reopen the
claim and review the former disposition of the claim.” See
Thompson v. Derwinski, 1 Vet. App. 251, 253 (1991).
Therefore, once an RO decision becomes final under section
7105(c), absent the submission of new and material evidence,
the claim cannot be reopened or readjudicated by the VA. See
38 U.S.C.A. §§ 5108, 7104(b) (West 1991); 38 C.F.R.
§§ 3.104, 3.156(a)(b), 20.302, 20.1103 (1998); Suttman v.
Brown, 5 Vet. App. 127, 135 (1993).
The United States Court of Veterans Appeals has set forth a
two-part analysis to be applied when a claim to reopen is
presented. See Manio v. Derwinski, 1 Vet. App. 140 (1991).
The first step is to determine whether new and material
evidence has been received to reopen the prior claim. If so,
then the second step, a de novo review of all of the
evidence, old and new, is undertaken. “New” evidence is
that which has not been previously submitted to agency
decisionmakers and is neither cumulative nor redundant. See
38 C.F.R. § 3.156(a); see generally Hodge v. West, No. 98-
7017 (Fed. Cir. Sept. 16, 1998). “Material” evidence is
that which bears directly and substantially upon the specific
matter under consideration, and which by itself or in
connection with evidence previously assembled is so
significant that it must be considered in order to fairly
decide the merits of the claim. Id. Further, when
determining whether the claim should be reopened, the
credibility of the newly submitted evidence is to be
presumed. See Justus v. Principi, 3 Vet. App. 510 (1992).
The August 1994 rating decision denied the veteran’s request
for service connection for a skin condition on the basis that
there was no medical evidence of a current skin condition.
The evidence submitted at that time consisted of the
veteran’s service medical records and a May 1993 VA Agent
Orange examination report.
In light of Evans v. Brown, 9 Vet. App. 273 (1996), the
evidence to be reviewed is that which has been submitted
since the last final decision that disallowed the claim on
any basis. In this case, the evidence submitted since the
August 1994 decision shall be evaluated.
The evidence submitted since the RO’s August 1994 decision is
comprised of 1996 to 1997 private and VA outpatient treatment
reports; statements from the veteran’s mother, brother, and a
friend in March and May 1997; and April, June and August 1997
VA examination reports.
Initially, the Board notes that while the additional evidence
is new, in that it has not been previously submitted to
agency decisionmakers, it is both cumulative and redundant as
to the previously submitted evidence; it only contains the
veteran’s contentions that he has had long-standing skin
irritation, dating back to his tour of duty in Vietnam; it
does not contain medical evidence of a current skin
condition; or, in the case of the lay statements, makes only
general observations as to the veteran’s overall health.
Thus, the newly submitted evidence is also either not
material, i.e., it does not bear directly and substantially
upon the specific matters under consideration, the issue of
whether the veteran has a current skin disorder, and whether
that skin disorder is related to exposure to Agent Orange
while in Vietnam, or it adversely bears directly and
substantially upon those issues in that no medical evidence
indicates a current skin condition. The additional medical
evidence actually weighs against, rather than supports, the
contentions of the veteran. The Board finds that the
additional evidence, by itself or in connection with evidence
previously assembled, is not so significant that it must be
considered in order to fairly decide the merits of the
veteran’s claim.
As to the veteran’s statements that he has a current skin
condition which was caused by exposure to Agent Orange while
in Vietnam, the Board finds that, as a lay person, the
veteran is not competent to offer an opinion as to the
diagnosis or medical causation of a skin condition. See
Espiritu v. Derwinski, 2 Vet. App. 492 (1992); see also Moray
v. Brown, 5 Vet. App. 211, 214 (1993) (“If lay assertions of
medical causation will not suffice initially to establish a
plausible, well-grounded claim, it necessarily follows that
such assertions cannot serve as the predicate to reopen a
claim”). As such, their statements do not constitute new
and material evidence. Id.
Accordingly, the Board concludes that the evidence submitted
subsequent to the August 1994 final decision is not “new and
material” as contemplated by 38 C.F.R. § 3.156(a), in that
the new evidence, by itself or in connection with evidence
previously assembled, is not so significant that it must be
considered in order to fairly decide the merits of the
veteran’s claim.. See 38 U.S.C.A. § 5108. The Board also
points out that the "benefit of the doubt doctrine" applies
to the adjudication of a claim on its merits, not to the
preliminary question as to whether new and material evidence
has been received to reopen a claim. See Martinez v. Brown,
6 Vet. App. 462 (1994). Thus, the veteran’s claim to reopen
must be denied.
The Board notes that it is aware of no evidence which may
prove to be new and material, but which has not been
submitted with the application. See 38 U.S.C.A. § 5103(a);
Graves v. Brown, 8 Vet. App. 522, 525 (1996).
II. Secondary service connection
As noted above, service connection may be granted for
disability resulting from disease or injury incurred in or
aggravated by service. 38 U.S.C.A. § 1110; 38 C.F.R.
§ 3.303(a). Additionally, a disability which is proximately
due to or the result of a service connected disease or injury
shall be service connected. 38 U.S.C.A. § 1110; 38 C.F.R.
§ 3.310(a). Secondary service connection may also be granted
for the degree of aggravation to a non-service connected
disorder which is proximately due to or the result of a
service connected disorder. Allen v. Brown, 7 Vet. App. 439,
448-50 (1995).
The initial question which must be answered in this case,
however, is whether the appellant has presented a well
grounded claim for service connection. A claim for secondary
service connection, like all claims, must be well grounded.
See Reiber v. Brown, 7 Vet. App. 513, 516 (1995). In this
regard, the appellant has “the burden of submitting evidence
sufficient to justify a belief by a fair and impartial
individual that the claim is well grounded;” that is, the
claim must be plausible and capable of substantiation. See
38 U.S.C.A. § 5107(a); Tirpak, supra.
In the present case, the veteran has again failed to submit
medical evidence of a current disorder. While he has
contended that he suffers from nausea, dizziness, and
headaches due to his service connected bilateral hearing loss
and tinnitus, no medical evidence of these conditions has
been submitted. Also, in the August 1997 VA examination
report the examiner specifically noted that, in his opinion,
the veteran’s problems with headaches, dizzy spells, and
nausea were “most likely” not related to his bilateral
hearing loss or tinnitus, as the examiner was “not aware of
hearing loss and tinnitus causing these problems.”
The relationship of the veteran’s service connected
disabilities and non-service connected disorders is not
susceptible to informed lay observation, and thus, for there
to be credible evidence of such a relationship, medical
evidence is required. See, e.g., Libertine v. Brown, 9 Vet.
App. 521, 522 (1996); Reiber v. Brown, 7 Vet. App. 513, 516
(1995); Proscelle, 2 Vet. App. at 633.
A well grounded claim must be supported by evidence, not
merely allegations. See Tirpak, supra. As previously noted,
a well grounded claim for secondary service connection
requires medical evidence of a current disability, and a
nexus between a non-service connected disability and that
current disability, in order to be plausible. In the absence
of such evidence, the veteran’s claim for service connection
for headaches, dizziness, and nausea, secondary to his
service connected bilateral hearing loss and tinnitus, must
be denied as not well grounded.
The Board recognizes that this portion of this appeal is
being disposed of in a manner that differs from that used by
the RO. The RO denied the veteran’s secondary service
connection claim on the merits, while the Board has concluded
that the claim is not well grounded. However, the Court has
held that “when an RO does not specifically address the
question whether a claim is well grounded but rather, as
here, proceeds to adjudication on the merits, there is no
prejudice to the veteran solely from the omission of the well
grounded analysis.” See Meyer v. Brown, 9 Vet. App. 425,
432 (1996).
The Board is aware of no circumstances in this matter that
would put VA on notice that relevant evidence may exist, or
could be obtained, that, if true, would make the veteran’s
secondary service connection claim “plausible.” See
generally McKnight v. Gober, 131 F.3rd 1483, 1484-85 (Fed.
Cir. 1997); Robinette v. Brown, 8 Vet. App. 69, 77-78 (1996).
III. Conclusion
The veteran’s attorney representative, in various statements
submitted during the course of this appeal, has propounded a
series of procedural objections, most essentially concerning
the duty to assist found in 38 U.S.C.A. § 5107(a) and
38 C.F.R. § 3.159. Section 3.159, being somewhat more
explanatory than § 5107(a), provides that although it is the
responsibility of any person filing a claim for a benefit
administered by VA to submit evidence sufficient to justify a
belief in a fair and impartial mind that the claim is well
grounded, the Department of Veterans Affairs shall assist a
claimant in developing the facts pertinent to his or her
claim. This requirement to provide assistance shall not be
construed as shifting from the claimant to VA the
responsibility to produce necessary evidence. Accordingly,
absent a well grounded claim there is no duty to assist. The
United States Court of Appeals for the Federal Circuit, in
the recent case of Epps v. Gober, 126 F.3d 1464 (Fed. Cir.
1997), held that only a person who has submitted a well
grounded claim can be determined to be a claimant for the
purpose of invoking the duty to assist provisions of
38 U.S.C.A. § 5107(a). See Epps, p. 1468-69.
Hence, all of the representative’s arguments concerning the
duty to assist, such as a request for new VA examinations due
to alleged deficiencies such as the lack of an etiology
opinion, the lack of the examiner having the veteran’s claims
file, the lack of compliance with the 38 C.F.R., Part 4,
Schedule of Rating Disabilities, requests for independent
advisory or medical expert opinions, the inadequacy of any VA
examinations, the failure to provide nexus or etiology
opinions, or affording the benefit of reasonable doubt, which
have been proffered in regard to the veteran’s claims, are
not only without merit, as the veteran has failed to submit
well grounded claims, but, in certain cases are applicable to
increased evaluation claims rather than service connection,
secondary service connection, or new and material claims.
The Board notes that none of the veteran’s claims on appeal
are increased evaluation claims.
In addition, 38 C.F.R. § 3.327 provides that in general,
reexaminations, including periods of hospital observation,
will be requested whenever VA determines there is a need to
verify either the continued existence or the current severity
of a disability. Generally, reexaminations will be required
if it is likely that a disability has improved, or if
evidence indicates there has been a material change in a
disability or that the current rating may be incorrect.
§ 3.328 provides that, when warranted by the medical
complexity or controversy involved in a pending claim, an
advisory medical opinion may be obtained from one or more
medical experts who are not employees of VA.. Approval shall
be granted only upon a determination by the Compensation and
Pension Service that the issue under consideration poses a
medical problem of such obscurity or complexity, or has
generated such controversy in the medical community at large,
as to justify solicitation of an independent medical opinion.
A determination that an independent medical opinion is not
warranted may be contested only as part of an appeal on the
merits of the decision rendered on the primary issue by the
agency of original
jurisdiction. Hence, contra to the representative’s request,
the denial of his procedural and “duty to assist”
contentions is included within the present appeal, and does
not require a separate notice of disagreement, substantive
appeal, statement of the case or supplemental statement of
the case.
The Board finds that no |